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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHH
751
DELISTED
PHH Corporation
PHH
$7.54M 0.04%
309,455
-2,475
-0.8% -$59.5K
AZZ icon
752
AZZ Inc
AZZ
$4.5B
$7.51M 0.04%
153,680
+9,513
+7% +$432K
VFC icon
753
VF Corp
VFC
$6.68B
$7.48M 0.04%
127,400
-154,994
-55% -$8.08M
SCHL icon
754
Scholastic
SCHL
$796M
$7.47M 0.04%
219,801
+538
+0.2% +$15.9K
CNK icon
755
Cinemark Holdings
CNK
$3.82B
$7.47M 0.04%
+224,245
New +$7.35M
FHI icon
756
Federated Hermes
FHI
$4.4B
$7.47M 0.04%
259,481
+82,428
+47% +$2.26M
TSS
757
DELISTED
Total System Services, Inc.
TSS
$7.44M 0.04%
223,687
-137,394
-38% -$4.22M
QCOR
758
DELISTED
QUESTCOR PHARMA INC
QCOR
$7.43M 0.04%
136,474
+15,287
+13% +$903K
OLN icon
759
Olin
OLN
$2.64B
$7.43M 0.04%
257,416
+154,759
+151% +$3.84M
LPLA icon
760
LPL Financial
LPLA
$26.3B
$7.42M 0.04%
157,811
+22,462
+17% +$943K
LBTYA icon
761
Liberty Global Class A
LBTYA
$3.31B
$7.41M 0.04%
201,905
-111,625
-36% -$3.74M
CPA icon
762
Copa Holdings
CPA
$5.56B
$7.4M 0.04%
46,207
+14,015
+44% +$2.12M
ASB icon
763
Associated Banc-Corp
ASB
$5.81B
$7.39M 0.04%
424,828
+91,565
+27% +$1.52M
DFS
764
DELISTED
Discover Financial Services
DFS
$7.36M 0.04%
131,519
+9,144
+7% +$479K
MRC
765
DELISTED
MRC Global
MRC
$7.36M 0.04%
228,038
+145,620
+177% +$4.38M
VMW
766
DELISTED
VMware, Inc
VMW
$7.32M 0.04%
81,603
+24,831
+44% +$2.05M
ERII icon
767
Energy Recovery
ERII
$434M
$7.31M 0.04%
1,316,973
+385,158
+41% +$2.16M
BPOP icon
768
Popular Inc
BPOP
$11B
$7.31M 0.04%
254,320
+159,836
+169% +$4.32M
CACI icon
769
CACI
CACI
$10.8B
$7.29M 0.04%
99,564
+7,754
+8% +$550K
INFA
770
DELISTED
INFORMATICA CORP
INFA
$7.28M 0.04%
175,439
+42,366
+32% +$1.65M
GEOS icon
771
Geospace Technologies
GEOS
$91.6M
$7.27M 0.04%
76,865
+8,670
+13% +$797K
CSV icon
772
Carriage Services
CSV
$618M
$7.27M 0.04%
372,344
-17,750
-5% -$337K
TDS icon
773
Telephone and Data Systems
TDS
$3.91B
$7.25M 0.04%
281,435
-76,947
-21% -$2.18M
TER icon
774
Teradyne
TER
$54.8B
$7.21M 0.04%
409,239
+39,842
+11% +$673K
OCR
775
DELISTED
OMNICARE INC
OCR
$7.19M 0.03%
119,145
+9,655
+9% +$553K
29 30
31
32 33

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.