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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
News Corp Class A
NWSA
$14.5B
| $15.2M | 0.05% |
1,327,223
+996,204
| +301% | +$12.3M |
|
577
AB InBev
BUD
$158B
| $15.2M | 0.05% |
144,154
+37,305
| +35% | +$4.18M |
|
578
Casey's General Stores
CASY
$31.9B
| $15.2M | 0.05% |
127,849
-512,142
| -80% | -$60.9M |
|
|
CAJ
579
DELISTED
Canon, Inc.
CAJ
| $15.1M | 0.05% |
537,147
+77,471
| +17% | +$2.23M |
|
580
Packaging Corp of America
PKG
$22.7B
| $15.1M | 0.04% |
177,970
+32,965
| +23% | +$2.76M |
|
581
Novartis
NVS
$295B
| $15.1M | 0.04% |
231,241
+53,798
| +30% | +$3.49M |
|
|
TWX
582
DELISTED
Time Warner Inc
TWX
| $15.1M | 0.04% |
156,336
-167,062
| -52% | -$14.9M |
|
583
American Express
AXP
$223B
| $15.1M | 0.04% |
203,583
+46,810
| +30% | +$3.24M |
|
|
MON
584
DELISTED
Monsanto Co
MON
| $15.1M | 0.04% |
143,164
+15,299
| +12% | +$1.57M |
|
585
Diageo
DEO
$46.2B
| $15.1M | 0.04% |
144,863
+32,221
| +29% | +$3.39M |
|
586
Unilever
UL
$131B
| $15M | 0.04% |
328,500
+82,601
| +34% | +$3.85M |
|
|
USG
587
DELISTED
Usg
USG
| $15M | 0.04% |
520,638
+27,828
| +6% | +$766K |
|
588
ScottsMiracle-Gro
SMG
$4.03B
| $15M | 0.04% |
157,335
+30,085
| +24% | +$2.7M |
|
589
Campbell Soup
CPB
$6.51B
| $15M | 0.04% |
248,486
-742,875
| -75% | -$41.6M |
|
590
Ameriprise Financial
AMP
$46.8B
| $15M | 0.04% |
135,360
-10,709
| -7% | -$1.13M |
|
591
Bank of Montreal
BMO
$125B
| $15M | 0.04% |
208,469
+8,826
| +4% | +$589K |
|
592
JD.com
JD
$40.8B
| $15M | 0.04% |
589,215
-91,725
| -13% | -$2.39M |
|
593
Hershey
HSY
$35.4B
| $15M | 0.04% |
144,822
-702,064
| -83% | -$69.3M |
|
594
Toronto Dominion Bank
TD
$198B
| $15M | 0.04% |
303,337
+7,403
| +3% | +$346K |
|
595
AstraZeneca
AZN
$263B
| $15M | 0.04% |
273,791
+82,497
| +43% | +$4.68M |
|
596
Royal Bank of Canada
RY
$291B
| $15M | 0.04% |
220,932
+9,842
| +5% | +$638K |
|
597
BOK Financial
BOKF
$8.64B
| $15M | 0.04% |
180,053
+55,744
| +45% | +$4.28M |
|
|
SJR
598
DELISTED
Shaw Communications Inc.
SJR
| $14.9M | 0.04% |
745,237
+94,666
| +15% | +$1.88M |
|
|
RDS.B
599
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $14.9M | 0.04% |
257,720
-4,320
| -2% | -$236K |
|
600
Hormel Foods
HRL
$13.9B
| $14.9M | 0.04% |
428,766
-209,199
| -33% | -$7.55M |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.