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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
Cap. Flow
+$888M
Cap. Flow %
1.67%
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$552M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$539M
3
SMAR
Smartsheet Inc.
SMAR
+$154M
4
CIEN icon
Ciena
CIEN
+$135M
5
VMW
VMware, Inc
VMW
+$106M

Top Sells

Rank Stock Value
1
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$578M
2
LUMN icon
Lumen
LUMN
+$121M
3
META icon
Meta Platforms (Facebook)
META
+$120M
4
RTN
Raytheon Company
RTN
+$110M
5
AMZN icon
Amazon
AMZN
+$105M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.47%
3 Healthcare 10.57%
4 Communication Services 9.5%
5 Consumer Discretionary 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
551
Roku
ROKU
$21.1B
$21.9M 0.04%
214,785
+55,028
+34% +$6.73M
MKTX icon
552
MarketAxess Holdings
MKTX
$4.15B
$21.8M 0.04%
66,667
+33,596
+102% +$12M
EQC
553
DELISTED
Equity Commonwealth
EQC
$21.8M 0.04%
637,376
+312,039
+96% +$10.5M
FLS icon
554
Flowserve
FLS
$9.25B
$21.8M 0.04%
465,972
+173,460
+59% +$8.18M
APLE icon
555
Apple Hospitality REIT
APLE
$3.96B
$21.7M 0.04%
1,308,453
+344,356
+36% +$5.45M
AIG icon
556
American International
AIG
$41.9B
$21.7M 0.04%
389,322
-118,662
-23% -$6.56M
FNB icon
557
FNB Corp
FNB
$6.78B
$21.7M 0.04%
1,880,243
+529,470
+39% +$5.98M
TRMB icon
558
Trimble
TRMB
$12.3B
$21.6M 0.04%
556,150
+323,370
+139% +$13M
CASY icon
559
Casey's General Stores
CASY
$31.9B
$21.6M 0.04%
133,763
+47,345
+55% +$7.8M
ACM icon
560
Aecom
ACM
$9.07B
$21.5M 0.04%
572,768
+95,849
+20% +$3.45M
CMG icon
561
Chipotle Mexican Grill
CMG
$40.8B
$21.4M 0.04%
1,272,850
-324,400
-20% -$5.17M
TSLA icon
562
Tesla
TSLA
$1.24T
$21.4M 0.04%
1,331,145
-416,805
-24% -$6.53M
CHL
563
DELISTED
China Mobile Limited
CHL
$21.3M 0.04%
513,836
+52,288
+11% +$2.23M
CACI icon
564
CACI
CACI
$10.8B
$21.1M 0.04%
91,354
+72,629
+388% +$15.7M
DOMO icon
565
Domo
DOMO
$166M
$21M 0.04%
1,314,260
+223,827
+21% +$5.4M
DELL icon
566
Dell
DELL
$283B
$20.9M 0.04%
793,702
-1,111,658
-58% -$29.5M
AGO icon
567
Assured Guaranty
AGO
$3.78B
$20.9M 0.04%
469,212
+108,630
+30% +$4.78M
FLG
568
Flagstar Bank National Association
FLG
$5.77B
$20.8M 0.04%
553,475
+330,384
+148% +$11.4M
HWM icon
569
Howmet Aerospace
HWM
$116B
$20.7M 0.04%
1,036,963
-265,539
-20% -$5.23M
VIV icon
570
Telefônica Brasil
VIV
$22.4B
$20.6M 0.04%
1,567,893
+1,520,015
+3,175% +$20.2M
ZION icon
571
Zions Bancorporation
ZION
$10.1B
$20.6M 0.04%
463,383
+64,954
+16% +$2.81M
MCK icon
572
McKesson
MCK
$98.5B
$20.6M 0.04%
150,424
+148,904
+9,796% +$21.1M
DK icon
573
Delek US
DK
$3.87B
$20.5M 0.04%
564,716
+70,546
+14% +$2.6M
RGA icon
574
Reinsurance Group of America
RGA
$15.7B
$20.5M 0.04%
127,916
+4,342
+4% +$673K
DVN icon
575
Devon Energy
DVN
$51.9B
$20.4M 0.04%
847,480
+44,728
+6% +$1.12M
21 22
23
24 25

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First Trust Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
  • First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
  • First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
  • First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
  • First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
  • First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
  • First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.

Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.