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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
476
Micron Technology
MU
$1.04T
$13.2M 0.06%
605,775
-186,156
-24% -$3.62M
BBY icon
477
Best Buy
BBY
$18B
$13.2M 0.06%
329,931
+35,782
+12% +$1.47M
MBB icon
478
iShares MBS ETF
MBB
$39B
$13.2M 0.06%
125,826
+1,993
+2% +$210K
FFIV icon
479
F5
FFIV
$22.1B
$13.1M 0.06%
144,621
+12,037
+9% +$1.03M
CTRX
480
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$13.1M 0.06%
276,819
+20,851
+8% +$983K
LQD icon
481
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$13.1M 0.06%
114,968
+7,893
+7% +$901K
MMM icon
482
3M
MMM
$89B
$13.1M 0.06%
111,729
+14,706
+15% +$1.57M
SPLK
483
DELISTED
Splunk Inc
SPLK
$13.1M 0.06%
190,554
+31,752
+20% +$2.06M
HE icon
484
Hawaiian Electric Industries
HE
$2.33B
$13.1M 0.06%
501,312
+30,843
+7% +$798K
GES
485
DELISTED
Guess Inc
GES
$13M 0.06%
419,056
+168,787
+67% +$5.36M
WTRG icon
486
Essential Utilities
WTRG
$11.2B
$13M 0.06%
551,155
+117,590
+27% +$2.87M
GHC icon
487
Graham Holdings Company
GHC
$4.97B
$13M 0.06%
32,332
-11,261
-26% -$4.36M
EMR icon
488
Emerson Electric
EMR
$82.9B
$12.9M 0.06%
184,068
+28,985
+19% +$1.94M
UNM icon
489
Unum
UNM
$13.8B
$12.9M 0.06%
367,252
+72,892
+25% +$2.39M
GNRC icon
490
Generac Holdings
GNRC
$11.9B
$12.9M 0.06%
227,002
+11,679
+5% +$571K
THC icon
491
Tenet Healthcare
THC
$20.1B
$12.9M 0.06%
305,136
-249,440
-45% -$10.9M
ATW
492
DELISTED
Atwood Oceanics
ATW
$12.8M 0.06%
240,314
+73,002
+44% +$3.94M
MXIM
493
DELISTED
Maxim Integrated Products
MXIM
$12.8M 0.06%
459,832
+25,093
+6% +$726K
VIAB
494
DELISTED
Viacom Inc. Class B
VIAB
$12.8M 0.06%
146,720
+24,202
+20% +$2M
TDW icon
495
Tidewater
TDW
$3.91B
$12.8M 0.06%
6,698
+3,556
+113% +$6.76M
NKE icon
496
Nike
NKE
$61.9B
$12.8M 0.06%
325,632
-6,604
-2% -$253K
HMA
497
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$12.8M 0.06%
973,995
-630,706
-39% -$8.16M
TRW
498
DELISTED
TRW AUTOMOTIVE HOLDINGS CORP
TRW
$12.7M 0.06%
171,292
+24,212
+16% +$1.82M
RRX icon
499
Regal Rexnord
RRX
$14.2B
$12.6M 0.06%
170,537
+83,067
+95% +$6.02M
DST
500
DELISTED
DST Systems Inc.
DST
$12.6M 0.06%
277,024
-32,056
-10% -$1.36M
18 19
20
21 22

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.