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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+4.23%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.6B
AUM Growth
+$98.9M
(+0.3%)
Cap. Flow
-$672M
Cap. Flow
% of AUM
-2%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
2,602
New
301
Increased
1,225
Reduced
883
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$559M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$548M |
| 3 |
Meta Platforms (Facebook)
META
|
+$62.3M |
| 4 |
Cisco
CSCO
|
+$58M |
| 5 |
YHOO
Yahoo Inc
YHOO
|
+$52.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Consumer Discretionary AlphaDEX Fund
FXD
|
+$627M |
| 2 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$626M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$172M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$129M |
| 5 |
First Trust Energy AlphaDEX Fund
FXN
|
+$100M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.21% |
| 2 | Financials | 9.87% |
| 3 | Industrials | 9.87% |
| 4 | Communication Services | 9.15% |
| 5 | Healthcare | 9.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Pfizer
PFE
$140B
| $149M | 0.44% |
4,822,076
+309,993
| +7% | +$9.46M |
|
27
Apple
AAPL
$4.89T
| $146M | 0.44% |
5,055,148
+1,481,248
| +41% | +$42M |
|
28
Microsoft
MSFT
$2.86T
| $142M | 0.42% |
2,289,168
+760,931
| +50% | +$45.8M |
|
29
Philip Morris
PM
$302B
| $127M | 0.38% |
1,383,248
+214,634
| +18% | +$19.9M |
|
30
Public Service Enterprise Group
PEG
$39.8B
| $119M | 0.35% |
2,704,282
+158,889
| +6% | +$6.63M |
|
31
Duke Energy
DUK
$101B
| $118M | 0.35% |
1,517,563
+17,750
| +1% | +$1.36M |
|
32
Kraft Heinz
KHC
$30.2B
| $110M | 0.33% |
1,261,818
-548,745
| -30% | -$46.9M |
|
33
Valero Energy
VLO
$89.9B
| $109M | 0.33% |
1,599,139
-92,798
| -5% | -$5.71M |
|
34
Merck
MRK
$324B
| $106M | 0.32% |
1,893,521
+112,139
| +6% | +$6.56M |
|
35
Texas Instruments
TXN
$257B
| $106M | 0.31% |
1,447,824
+382,800
| +36% | +$27.3M |
|
36
T-Mobile US
TMUS
$192B
| $104M | 0.31% |
1,807,733
-306,207
| -14% | -$16M |
|
37
Expedia Group
EXPE
$31.6B
| $103M | 0.31% |
907,443
-65,545
| -7% | -$7.99M |
|
38
Altria Group
MO
$121B
| $102M | 0.3% |
1,503,362
-1,099,211
| -42% | -$70.8M |
|
|
CA
39
DELISTED
CA, Inc.
CA
| $99.5M | 0.3% |
3,131,295
+1,354,804
| +76% | +$43.3M |
|
40
NVIDIA
NVDA
$5.09T
| $96.6M | 0.29% |
36,215,520
+5,996,200
| +20% | +$12.5M |
|
|
TWTR
41
DELISTED
Twitter, Inc.
TWTR
| $96.2M | 0.29% |
5,902,093
+832,754
| +16% | +$15.3M |
|
42
American Electric Power
AEP
$73.5B
| $95.9M | 0.29% |
1,523,047
+50,086
| +3% | +$3.09M |
|
|
AMTD
43
DELISTED
TD Ameritrade Holding Corp
AMTD
| $95.2M | 0.28% |
2,183,714
-268,571
| -11% | -$10.4M |
|
|
PPL
44
PPL Corp
PPL
$27.4B
| $93.8M | 0.28% |
2,754,764
+593,702
| +27% | +$19.9M |
|
45
Lumen
LUMN
$6.66B
| $88.8M | 0.26% |
3,734,318
+96,052
| +3% | +$2.44M |
|
46
Ameren
AEE
$31.4B
| $87.9M | 0.26% |
1,675,156
+169,187
| +11% | +$8.39M |
|
47
Applied Materials
AMAT
$435B
| $84.2M | 0.25% |
2,609,924
+987,144
| +61% | +$30M |
|
|
ETFC
48
DELISTED
E*Trade Financial Corporation
ETFC
| $83.5M | 0.25% |
2,408,895
-562,848
| -19% | -$18M |
|
49
Veeva Systems
VEEV
$30.1B
| $83.1M | 0.25% |
2,042,587
-243,291
| -11% | -$9.94M |
|
50
Lam Research
LRCX
$390B
| $83M | 0.25% |
7,852,780
+4,818,000
| +159% | +$48.9M |
|
Similar funds
DAM
First Trust Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, First Trust Advisors held 2,602 positions worth $33.6B, up 0.3% from $33.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Trust Advisors's Q4 2016 filing shows 301 new, 1,225 increased, 883 reduced and 189 closed positions. Its largest new stake was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M. The largest sale was First Trust Consumer Discretionary AlphaDEX Fund, an estimated $627M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.
- First Trust Advisors's largest Q4 2016 buy was First Trust NASDAQ-100 Technology Index Fund: 10,845,422 shares worth $571M.
- First Trust Advisors added most to Meta Platforms (Facebook) in Q4 2016, an estimated $62.3M increase.
- First Trust Advisors's biggest Q4 2016 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $172M.
- First Trust Advisors fully exited First Trust Consumer Discretionary AlphaDEX Fund in Q4 2016, selling an estimated $627M.
- First Trust Advisors's ten largest holdings make up 14% of its $33.6B portfolio in Q4 2016.
- First Trust Advisors opened 301 new positions and closed 189 in Q4 2016.
- First Trust Advisors's portfolio value rose 0.3% quarter-over-quarter to $33.6B.
Based on First Trust Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.