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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
Cap. Flow
+$888M
Cap. Flow %
1.67%
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$552M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$539M
3
SMAR
Smartsheet Inc.
SMAR
+$154M
4
CIEN icon
Ciena
CIEN
+$135M
5
VMW
VMware, Inc
VMW
+$106M

Top Sells

Rank Stock Value
1
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$578M
2
LUMN icon
Lumen
LUMN
+$121M
3
META icon
Meta Platforms (Facebook)
META
+$120M
4
RTN
Raytheon Company
RTN
+$110M
5
AMZN icon
Amazon
AMZN
+$105M

Sector Composition

Rank Sector Weight
1 Technology 25.68%
2 Financials 12.47%
3 Healthcare 10.57%
4 Communication Services 9.5%
5 Consumer Discretionary 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RF icon
401
Regions Financial
RF
$26.3B
$40.4M 0.08%
2,556,401
+347,778
+16% +$5.26M
BLUE
402
DELISTED
bluebird bio
BLUE
$40.3M 0.08%
33,858
-31,154
-48% -$47.6M
EQIX icon
403
Equinix
EQIX
$107B
$40.2M 0.08%
69,680
+32,888
+89% +$17.7M
ANSS
404
DELISTED
Ansys
ANSS
$40.2M 0.08%
181,537
+46,996
+35% +$9.9M
TM icon
405
Toyota
TM
$210B
$40.2M 0.08%
298,555
+26,973
+10% +$3.53M
CM icon
406
Canadian Imperial Bank of Commerce
CM
$107B
$40.1M 0.08%
972,410
+41,954
+5% +$1.65M
ABB
407
DELISTED
ABB Ltd
ABB
$40.1M 0.08%
2,038,473
+345,982
+20% +$6.6M
ON icon
408
ON Semiconductor
ON
$33.8B
$40M 0.08%
2,080,548
+272,344
+15% +$5.24M
SJR
409
DELISTED
Shaw Communications Inc.
SJR
$40M 0.08%
2,032,366
+387,726
+24% +$7.64M
HBAN icon
410
Huntington Bancshares
HBAN
$35.1B
$39.6M 0.07%
2,776,289
-24,857
-0.9% -$340K
RNG icon
411
RingCentral
RNG
$4.05B
$39M 0.07%
310,716
-128,023
-29% -$16.8M
IEX icon
412
IDEX
IEX
$16.5B
$39M 0.07%
238,032
+107,004
+82% +$17.8M
ROP icon
413
Roper Technologies
ROP
$36.3B
$39M 0.07%
109,296
-10,754
-9% -$3.91M
HPQ icon
414
HP
HPQ
$23.5B
$38.9M 0.07%
2,055,589
-11,436
-0.6% -$225K
COHR
415
DELISTED
Coherent Inc
COHR
$38.6M 0.07%
251,241
+48,788
+24% +$7.05M
TEAM icon
416
Atlassian
TEAM
$22B
$38.5M 0.07%
307,216
-75,915
-20% -$10.3M
A icon
417
Agilent Technologies
A
$39.1B
$38.5M 0.07%
502,441
+109,369
+28% +$7.89M
PPLI
418
People Inc
PPLI
$3.1B
$38.3M 0.07%
982,665
-143,433
-13% -$6.12M
EPAM icon
419
EPAM Systems
EPAM
$4.69B
$38.2M 0.07%
209,315
-70,327
-25% -$13.2M
TAP icon
420
Molson Coors Class B
TAP
$7.68B
$38.1M 0.07%
662,200
+53,741
+9% +$2.91M
SAP icon
421
SAP
SAP
$187B
$38M 0.07%
322,569
-22,994
-7% -$2.85M
LEA icon
422
Lear
LEA
$7.19B
$37.9M 0.07%
321,610
+13,891
+5% +$1.69M
COF icon
423
Capital One
COF
$124B
$37.6M 0.07%
413,824
+53,186
+15% +$4.78M
PRU icon
424
Prudential Financial
PRU
$41.7B
$37.6M 0.07%
418,174
+32,835
+9% +$2.98M
CTAS icon
425
Cintas
CTAS
$82.4B
$36.8M 0.07%
548,748
+90,384
+20% +$5.79M
15 16
17
18 19

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First Trust Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.

  • First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
  • First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
  • First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
  • First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
  • First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
  • First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
  • First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.

Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.