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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Atmos Energy
ATO
$29.9B
| $22.6M | 0.07% |
302,818
-206,445
| -41% | -$15.9M |
|
|
RHT
402
DELISTED
Red Hat Inc
RHT
| $22.5M | 0.07% |
278,237
-13,802
| -5% | -$1.03M |
|
403
United Airlines
UAL
$38.4B
| $22.5M | 0.07% |
428,122
+155,010
| +57% | +$7.46M |
|
404
Carnival Corporation Ltd
CCL
$36.1B
| $22.4M | 0.07% |
459,664
+122,157
| +36% | +$5.65M |
|
405
CNX Resources
CNX
$4.85B
| $22.4M | 0.07% |
1,397,885
-1,254,995
| -47% | -$18.5M |
|
|
RGC
406
DELISTED
Regal Entertainment Group
RGC
| $22.3M | 0.07% |
1,027,202
-165,414
| -14% | -$3.64M |
|
|
WRK
407
DELISTED
WestRock Company
WRK
| $22.3M | 0.07% |
460,630
+83,293
| +22% | +$3.72M |
|
|
MFA
408
MFA Financial
MFA
$929M
| $22.3M | 0.07% |
745,498
+23,073
| +3% | +$699K |
|
409
Colgate-Palmolive
CL
$72.6B
| $22.1M | 0.07% |
298,659
-236,049
| -44% | -$17.4M |
|
410
Franklin Resources
BEN
$16.9B
| $22.1M | 0.07% |
622,059
-255,299
| -29% | -$9.03M |
|
411
ON Semiconductor
ON
$33.8B
| $22M | 0.07% |
1,788,248
+467,863
| +35% | +$4.84M |
|
412
Eastman Chemical
EMN
$7.8B
| $22M | 0.07% |
325,341
+111,424
| +52% | +$7.48M |
|
413
West Pharmaceutical
WST
$23.1B
| $22M | 0.07% |
295,274
+260,496
| +749% | +$20.7M |
|
414
State Street
STT
$50.9B
| $22M | 0.07% |
315,896
+90,829
| +40% | +$5.94M |
|
415
Unum
UNM
$13.8B
| $22M | 0.07% |
621,742
-25,857
| -4% | -$875K |
|
416
AutoNation
AN
$6.97B
| $21.9M | 0.07% |
448,947
+400,044
| +818% | +$19.7M |
|
417
Hanover Insurance
THG
$7.63B
| $21.7M | 0.06% |
287,441
+70,534
| +33% | +$5.6M |
|
418
Whirlpool
WHR
$2.42B
| $21.7M | 0.06% |
133,543
-31,970
| -19% | -$5.66M |
|
419
Pultegroup
PHM
$24.5B
| $21.6M | 0.06% |
1,079,888
-24,020
| -2% | -$498K |
|
420
Northrop Grumman
NOC
$77B
| $21.6M | 0.06% |
100,877
-7,684
| -7% | -$1.66M |
|
|
MXIM
421
DELISTED
Maxim Integrated Products
MXIM
| $21.5M | 0.06% |
539,248
+82,587
| +18% | +$3.26M |
|
422
Vulcan Materials
VMC
$36.3B
| $21.5M | 0.06% |
188,968
+16,815
| +10% | +$1.98M |
|
423
Morgan Stanley
MS
$337B
| $21.4M | 0.06% |
668,993
-109,047
| -14% | -$3.25M |
|
424
Teleflex
TFX
$5.85B
| $21.4M | 0.06% |
127,596
+46,025
| +56% | +$8.25M |
|
425
Check Point Software Technologies
CHKP
$13.3B
| $21.4M | 0.06% |
275,645
+50,260
| +22% | +$3.9M |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.