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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-0.24%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53.1B
AUM Growth
+$73M
(+0.14%)
Cap. Flow
+$888M
Cap. Flow
% of AUM
1.67%
Top 10 Holdings %
Top 10 Hldgs %
11.45%
Holding
2,572
New
160
Increased
1,214
Reduced
1,013
Closed
182
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cisco
CSCO
|
+$552M |
| 2 |
First Trust Financials AlphaDEX Fund
FXO
|
+$539M |
| 3 |
SMAR
Smartsheet Inc.
SMAR
|
+$154M |
| 4 |
Ciena
CIEN
|
+$135M |
| 5 |
VMW
VMware, Inc
VMW
|
+$106M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust NYSE Arca Biotechnology Index Fund
FBT
|
+$578M |
| 2 |
Lumen
LUMN
|
+$121M |
| 3 |
Meta Platforms (Facebook)
META
|
+$120M |
| 4 |
RTN
Raytheon Company
RTN
|
+$110M |
| 5 |
Amazon
AMZN
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.68% |
| 2 | Financials | 12.47% |
| 3 | Healthcare | 10.57% |
| 4 | Communication Services | 9.5% |
| 5 | Consumer Discretionary | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
L3Harris
LHX
$55.9B
| $45.4M | 0.09% |
217,618
+184,226
| +552% | +$37.7M |
|
|
S
327
DELISTED
Sprint Corporation
S
| $45.3M | 0.09% |
7,341,718
-5,753,357
| -44% | -$39.6M |
|
328
Unilever
UL
$131B
| $45.2M | 0.09% |
669,060
+175,055
| +35% | +$12.1M |
|
329
Ecolab
ECL
$75.6B
| $45.2M | 0.09% |
228,269
+42,686
| +23% | +$8.56M |
|
330
British American Tobacco
BTI
$132B
| $45.2M | 0.09% |
1,224,921
+173,047
| +16% | +$6.33M |
|
|
PFPT
331
DELISTED
Proofpoint, Inc.
PFPT
| $45.1M | 0.08% |
349,605
-189,540
| -35% | -$23.2M |
|
332
NorthWestern Energy
NWE
$4.48B
| $45.1M | 0.08% |
601,134
+89,002
| +17% | +$6.42M |
|
333
Rockwell Automation
ROK
$51.4B
| $44.8M | 0.08% |
272,009
+59,699
| +28% | +$9.43M |
|
334
MGE Energy Inc
MGEE
$3.11B
| $44.8M | 0.08% |
560,509
+56,456
| +11% | +$4.22M |
|
335
Universal Health Services
UHS
$9.43B
| $44.7M | 0.08% |
300,704
+54,084
| +22% | +$7.77M |
|
|
ALE
336
DELISTED
Allete
ALE
| $44.7M | 0.08% |
511,091
+87,221
| +21% | +$7.51M |
|
337
Portland General Electric
POR
$6.02B
| $44.6M | 0.08% |
791,710
+130,063
| +20% | +$7.24M |
|
338
Colgate-Palmolive
CL
$72.6B
| $44.5M | 0.08% |
605,744
+18,136
| +3% | +$1.32M |
|
339
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $44.5M | 0.08% |
741,276
+107,581
| +17% | +$6.47M |
|
340
Arrow Electronics
ARW
$10.9B
| $44.5M | 0.08% |
596,350
+112,489
| +23% | +$7.95M |
|
341
CNA Financial
CNA
$14.5B
| $44.5M | 0.08% |
902,968
+108,887
| +14% | +$5.22M |
|
342
Avista
AVA
$3.47B
| $44.3M | 0.08% |
914,904
+88,479
| +11% | +$4.11M |
|
343
State Street
STT
$50.9B
| $44.3M | 0.08% |
748,259
+201,163
| +37% | +$11.2M |
|
344
W.P. Carey
WPC
$17.1B
| $44.3M | 0.08% |
504,847
-7,918
| -2% | -$675K |
|
345
Kroger
KR
$34.8B
| $44.2M | 0.08% |
1,716,109
+228,953
| +15% | +$5.33M |
|
346
TotalEnergies
TTE
$193B
| $44.2M | 0.08% |
849,891
+140,343
| +20% | +$7.28M |
|
347
Federal Realty Investment Trust
FRT
$10.9B
| $44.1M | 0.08% |
323,968
+31,097
| +11% | +$4.1M |
|
348
Occidental Petroleum
OXY
$57B
| $44M | 0.08% |
989,544
+213,175
| +27% | +$10.1M |
|
|
ZEN
349
DELISTED
ZENDESK INC
ZEN
| $44M | 0.08% |
603,434
-261,471
| -30% | -$21.5M |
|
350
Sonoco
SON
$5.76B
| $43.6M | 0.08% |
749,383
+153,885
| +26% | +$9.17M |
|
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DAM
First Trust Advisors's Q3 2019 Portfolio in Review
As of Q3 2019, First Trust Advisors held 2,572 positions worth $53.1B, up 0.14% from $53B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors's Q3 2019 filing shows 160 new, 1,214 increased, 1,013 reduced and 182 closed positions. Its largest new stake was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M. The largest sale was First Trust NYSE Arca Biotechnology Index Fund, an estimated $578M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Financials and Healthcare.
- First Trust Advisors's largest Q3 2019 buy was First Trust Financials AlphaDEX Fund: 17,037,947 shares worth $542M.
- First Trust Advisors added most to Cisco in Q3 2019, an estimated $552M increase.
- First Trust Advisors's biggest Q3 2019 reduction was Lumen, cutting an estimated $121M.
- First Trust Advisors fully exited First Trust NYSE Arca Biotechnology Index Fund in Q3 2019, selling an estimated $578M.
- First Trust Advisors's ten largest holdings make up 11% of its $53.1B portfolio in Q3 2019.
- First Trust Advisors opened 160 new positions and closed 182 in Q3 2019.
- First Trust Advisors's portfolio value rose 0.14% quarter-over-quarter to $53.1B.
Based on First Trust Advisors's 13F filing for Q3 2019, filed 4 Nov 2019.