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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+10.12%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$20.6B
AUM Growth
+$2.18B
Cap. Flow
+$600M
Cap. Flow %
2.91%
Top 10 Hldgs %
6.85%
Holding
2,360
New
131
Increased
1,252
Reduced
809
Closed
165

Top Buys

Rank Stock Value
1
PCYC
PHARMACYCLICS INC
PCYC
+$49M
2
TECH icon
Bio-Techne
TECH
+$44.4M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$32.1M
4
TAP icon
Molson Coors Class B
TAP
+$28.5M
5
WFM
Whole Foods Market Inc
WFM
+$25.5M

Top Sells

Rank Stock Value
1
EPD icon
Enterprise Products Partners
EPD
+$127M
2
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$101M
3
EEP
Enbridge Energy Partners
EEP
+$91.8M
4
D icon
Dominion Energy
D
+$53.5M
5
ENB icon
Enbridge
ENB
+$51.3M

Sector Composition

Rank Sector Weight
1 Healthcare 14.97%
2 Consumer Discretionary 12.15%
3 Technology 11.84%
4 Industrials 10.66%
5 Financials 8.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
326
LyondellBasell Industries
LYB
$19.5B
$18.2M 0.09%
226,210
+52,172
+30% +$4M
TMO icon
327
Thermo Fisher Scientific
TMO
$211B
$18.1M 0.09%
162,397
+4,924
+3% +$490K
CSC
328
DELISTED
Computer Sciences
CSC
$18.1M 0.09%
767,272
+188,239
+33% +$4.17M
DORM icon
329
Dorman Products
DORM
$4.01B
$18M 0.09%
321,435
-3,233
-1% -$162K
ACN icon
330
Accenture
ACN
$89.9B
$18M 0.09%
218,588
+59,871
+38% +$4.53M
DVN icon
331
Devon Energy
DVN
$51.9B
$18M 0.09%
290,280
-31,752
-10% -$1.95M
NFX
332
DELISTED
Newfield Exploration
NFX
$17.9M 0.09%
728,544
+13,068
+2% +$367K
CHU
333
DELISTED
China Unicom (HONG KONG) Limited
CHU
$17.9M 0.09%
1,189,285
-1,241
-0.1% -$19.5K
E icon
334
ENI
E
$76B
$17.9M 0.09%
368,345
+457
+0.1% +$21.9K
KWK
335
DELISTED
QUICKSILVER RESOURCES INC
KWK
$17.9M 0.09%
5,814,589
-4,192,510
-42% -$10.9M
ADT
336
DELISTED
ADT Corp
ADT
$17.8M 0.09%
440,357
+230,148
+109% +$9.47M
MUR icon
337
Murphy Oil
MUR
$5.58B
$17.8M 0.09%
273,608
+31,465
+13% +$1.97M
UAA icon
338
Under Armour
UAA
$3B
$17.7M 0.09%
817,977
+260,460
+47% +$5.3M
IEX icon
339
IDEX
IEX
$16.5B
$17.7M 0.09%
239,459
+156,541
+189% +$10.9M
WAB icon
340
Wabtec
WAB
$51.1B
$17.7M 0.09%
237,935
+126,822
+114% +$8.53M
XCO
341
DELISTED
Exco Resources
XCO
$17.6M 0.09%
221,553
+46,971
+27% +$4.01M
UPL
342
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$17.6M 0.09%
812,942
-74,745
-8% -$1.52M
DD icon
343
DuPont de Nemours
DD
$18.6B
$17.6M 0.09%
156,389
+90,710
+138% +$9.3M
DCM
344
DELISTED
NTT DOCOMO, Inc.
DCM
$17.6M 0.09%
1,063,705
-8,535
-0.8% -$137K
RRC icon
345
Range Resources
RRC
$9.11B
$17.5M 0.09%
208,006
-35,310
-15% -$2.75M
PPG icon
346
PPG Industries
PPG
$25.9B
$17.5M 0.08%
184,512
+110,208
+148% +$9.93M
DNY
347
DELISTED
DONNELLEY R R & SONS CO
DNY
$17.5M 0.08%
862,600
-191,246
-18% -$3.88M
SWN
348
DELISTED
Southwestern Energy Company
SWN
$17.5M 0.08%
444,025
-53,078
-11% -$1.99M
WR
349
DELISTED
Westar Energy Inc
WR
$17.5M 0.08%
542,523
-27,990
-5% -$883K
LHX icon
350
L3Harris
LHX
$55.9B
$17.3M 0.08%
247,228
-61,865
-20% -$3.92M
12 13
14
15 16

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First Trust Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, First Trust Advisors held 2,360 positions worth $20.6B, up 12% from $18.4B the previous quarter. Its ten largest holdings account for 6.8% of the portfolio.

First Trust Advisors's Q4 2013 filing shows 131 new, 1,252 increased, 809 reduced and 165 closed positions. Its largest new stake was Bruker: 1,133,847 shares worth $22.4M. The largest sale was Enterprise Products Partners, an estimated $127M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Technology.

  • First Trust Advisors's largest Q4 2013 buy was Bruker: 1,133,847 shares worth $22.4M.
  • First Trust Advisors added most to PHARMACYCLICS INC in Q4 2013, an estimated $49M increase.
  • First Trust Advisors's biggest Q4 2013 reduction was Enterprise Products Partners, cutting an estimated $127M.
  • First Trust Advisors fully exited KINDER MORGAN MANAGEMENT LLC in Q4 2013, selling an estimated $101M.
  • First Trust Advisors's ten largest holdings make up 6.8% of its $20.6B portfolio in Q4 2013.
  • First Trust Advisors opened 131 new positions and closed 165 in Q4 2013.
  • First Trust Advisors's portfolio value rose 12% quarter-over-quarter to $20.6B.

Based on First Trust Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.