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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Thor Industries
THO
$3.99B
| $30.1M | 0.09% |
354,903
-63,636
| -15% | -$4.94M |
|
|
ICPT
277
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $30.1M | 0.09% |
182,623
-9,262
| -5% | -$1.46M |
|
|
CERN
278
DELISTED
Cerner Corp
CERN
| $29.9M | 0.09% |
484,271
+281,271
| +139% | +$17.8M |
|
|
RBS.PRS.CL
279
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
| $29.9M | 0.09% |
1,181,458
+133,763
| +13% | +$3.4M |
|
280
United Parcel Service
UPS
$97.6B
| $29.8M | 0.09% |
272,496
+28,644
| +12% | +$3.13M |
|
281
Neurocrine Biosciences
NBIX
$17.7B
| $29.7M | 0.09% |
585,622
-31,415
| -5% | -$1.56M |
|
282
PBF Energy
PBF
$7.29B
| $29.6M | 0.09% |
1,309,305
+454,752
| +53% | +$10.2M |
|
283
Goodyear
GT
$2.07B
| $29.6M | 0.09% |
916,739
+458,473
| +100% | +$13.3M |
|
284
Union Pacific
UNP
$182B
| $29.6M | 0.09% |
303,528
+2,020
| +0.7% | +$189K |
|
285
Waste Management
WM
$95.9B
| $29.5M | 0.09% |
463,342
+104,064
| +29% | +$6.8M |
|
|
WOOF
286
DELISTED
VCA Inc.
WOOF
| $29.4M | 0.09% |
419,907
-48,327
| -10% | -$3.38M |
|
287
CDW
CDW
$17.1B
| $29.3M | 0.09% |
641,725
-3,051
| -0.5% | -$134K |
|
288
Charter Communications
CHTR
$15.2B
| $29.3M | 0.09% |
108,483
-88,250
| -45% | -$22.3M |
|
289
TJX Companies
TJX
$170B
| $29.2M | 0.09% |
780,486
-234,926
| -23% | -$9.19M |
|
290
Skyworks Solutions
SWKS
$9.06B
| $29.1M | 0.09% |
381,809
+133,147
| +54% | +$9.28M |
|
291
Norfolk Southern
NSC
$78.8B
| $29M | 0.09% |
298,504
+142,025
| +91% | +$12.9M |
|
292
Synchrony
SYF
$23.7B
| $28.9M | 0.09% |
1,033,163
+152,027
| +17% | +$4.18M |
|
293
Arthur J. Gallagher & Co
AJG
$63.7B
| $28.9M | 0.09% |
567,229
+32,974
| +6% | +$1.63M |
|
294
HP
HPQ
$23.5B
| $28.8M | 0.09% |
1,854,574
-655,390
| -26% | -$9.34M |
|
295
Lam Research
LRCX
$382B
| $28.7M | 0.09% |
3,034,780
-1,024,610
| -25% | -$9.32M |
|
296
Cardinal Health
CAH
$53.4B
| $28.7M | 0.09% |
369,031
-80,903
| -18% | -$6.54M |
|
297
Fortune Brands Innovations
FBIN
$6.12B
| $28.7M | 0.09% |
577,156
-138,256
| -19% | -$7.23M |
|
298
Ally Financial
ALLY
$13.1B
| $28.6M | 0.09% |
1,468,604
+25,337
| +2% | +$471K |
|
299
Republic Services
RSG
$66.7B
| $28.6M | 0.09% |
566,640
-8,092
| -1% | -$415K |
|
300
Alnylam Pharmaceuticals
ALNY
$36.3B
| $28.5M | 0.09% |
420,976
+3,729
| +0.9% | +$263K |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.