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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ESRX
251
DELISTED
Express Scripts Holding Company
ESRX
| $31.8M | 0.09% |
450,495
-53,781
| -11% | -$4.02M |
|
252
Universal Health Services
UHS
$9.43B
| $31.8M | 0.09% |
257,794
+19,921
| +8% | +$2.52M |
|
|
ALXN
253
DELISTED
Alexion Pharmaceuticals
ALXN
| $31.6M | 0.09% |
257,923
+25,148
| +11% | +$3.24M |
|
254
Sempra
SRE
$60.8B
| $31.6M | 0.09% |
589,568
-387,592
| -40% | -$21.1M |
|
255
Box
BOX
$4.02B
| $31.5M | 0.09% |
+2,001,028
| New | +$25.3M |
|
256
Vertex Pharmaceuticals
VRTX
$121B
| $31.4M | 0.09% |
360,273
-56,288
| -14% | -$5.32M |
|
257
CVS Health
CVS
$137B
| $31.2M | 0.09% |
350,975
-664,163
| -65% | -$62.7M |
|
258
Kinder Morgan
KMI
$73.1B
| $31.2M | 0.09% |
1,348,513
-463,356
| -26% | -$9.82M |
|
|
SPLS
259
DELISTED
Staples Inc
SPLS
| $31.2M | 0.09% |
3,643,387
+1,228,653
| +51% | +$10.8M |
|
260
International Paper
IP
$22.3B
| $31.1M | 0.09% |
684,063
+33,187
| +5% | +$1.46M |
|
261
Paychex
PAYX
$40.4B
| $31M | 0.09% |
536,262
+94,715
| +21% | +$5.68M |
|
262
MDU Resources
MDU
$4.44B
| $31M | 0.09% |
3,206,372
-2,140,205
| -40% | -$19.5M |
|
|
CTRA
263
DELISTED
Coterra Energy
CTRA
| $30.9M | 0.09% |
1,199,036
+42,880
| +4% | +$1.07M |
|
264
Realty Income
O
$61.2B
| $30.9M | 0.09% |
476,755
+37,454
| +9% | +$2.47M |
|
|
RDC
265
DELISTED
Rowan Companies Plc
RDC
| $30.9M | 0.09% |
2,036,275
-583,730
| -22% | -$8.55M |
|
266
PVH
PVH
$3.71B
| $30.9M | 0.09% |
279,199
+70,691
| +34% | +$7.31M |
|
267
Adobe
ADBE
$89.5B
| $30.8M | 0.09% |
283,949
-28,400
| -9% | -$2.85M |
|
|
SHPG
268
DELISTED
Shire pic
SHPG
| $30.8M | 0.09% |
158,923
+939
| +0.6% | +$183K |
|
269
Abbott
ABT
$180B
| $30.8M | 0.09% |
727,418
-61,577
| -8% | -$2.64M |
|
270
EQT Corp
EQT
$33.2B
| $30.8M | 0.09% |
778,184
-160,097
| -17% | -$6.33M |
|
271
Genuine Parts
GPC
$17.1B
| $30.7M | 0.09% |
305,961
-79,487
| -21% | -$8.06M |
|
272
TSMC
TSM
$2.09T
| $30.3M | 0.09% |
991,351
+217,929
| +28% | +$6.23M |
|
273
Precigen
PGEN
$1.93B
| $30.3M | 0.09% |
1,090,768
+767,012
| +237% | +$20.3M |
|
274
Nektar Therapeutics
NKTR
$2.39B
| $30.2M | 0.09% |
117,125
-12,937
| -10% | -$3.33M |
|
275
Centene
CNC
$31.3B
| $30.1M | 0.09% |
900,166
-132,110
| -13% | -$4.59M |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.