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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
Cap. Flow
+$484M
Cap. Flow %
1.45%
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Consumer Staples 10.03%
3 Consumer Discretionary 9.72%
4 Communication Services 9.38%
5 Healthcare 9.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
AMTG
2476
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
-16,493
Closed -$221K
RBS.PRR
2477
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
-396,426
Closed -$9.93M
KKD
2478
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
-37,696
Closed -$790K
QIHU
2479
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
-45,317
Closed -$3.31M
DWRE
2480
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
-542,897
Closed -$40.7M
ETP
2481
DELISTED
Energy Transfer Partners L.p.
ETP
-271,404
Closed -$10.3M
TIVO
2482
DELISTED
TIVO INC
TIVO
-26,545
Closed -$263K
STL
2483
DELISTED
Sterling Bancorp
STL
-37,087
Closed -$582K
CZR
2484
DELISTED
Caesars Entertainment Corporation
CZR
-248,362
Closed -$1.91M
ARMH
2485
DELISTED
ARM HOLDINGS PLC ADS
ARMH
-9,423
Closed -$429K
SPN
2486
DELISTED
Superior Energy Services, Inc.
SPN
-59,626
Closed -$11M

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First Trust Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.

  • First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
  • First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
  • First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
  • First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
  • First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
  • First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
  • First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.

Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.