First Quadrant’s Arrowhead Research ARWR Stock Holding History

First Quadrant’s Portfolio ARWR Stock Details ARWR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,436	Closed	-$40K	–	572
2019 Q3	$40K	Sell	1,436 -364	-20%	-$10.8K	﹤0.01%	536
2019 Q2	$48K	Sell	1,800 -1,553	-46%	-$34.1K	﹤0.01%	632
2019 Q1	$62K	Buy	3,353 +2,993	+831%	+$49.4K	﹤0.01%	626
2018 Q4	$4K	Buy	+360	New	+$4.92K	﹤0.01%	795

Other funds holding ARWR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JJIJ

Johnson & Johnson Innovation - JJDC New Brunswick, New Jersey $978M AUM 102.17% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

First Quadrant's ARWR Position: Q4 2019 in Review

First Quadrant sold out of Arrowhead Research (ARWR) in Q4 2019, closing a stake of 1,436 shares — an estimated $40K sold.

First Quadrant first reported a position in ARWR in Q4 2018 and held it in 4 quarters. The position peaked at $62K in Q1 2019. 291 funds tracked by Wall St. Rank hold ARWR as of Q4 2019.

First Quadrant reported no remaining Arrowhead Research position as of Q4 2019 after selling out during the quarter.
First Quadrant sold 1,436 Arrowhead Research shares in Q4 2019, an estimated $40K.
First Quadrant first reported a position in Arrowhead Research in Q4 2018 and held it in 4 quarters.
First Quadrant's Arrowhead Research position peaked at $62K in Q1 2019.
291 funds tracked by Wall St. Rank held Arrowhead Research as of Q4 2019.

Based on First Quadrant's 13F filing for Q4 2019, filed 28 Jan 2020.