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FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
(-34%)
Cap. Flow
-$32.4M
Cap. Flow
% of AUM
-19.68%
Top 10 Holdings %
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0.1
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SNTS
SANTARUS INC
SNTS
|
+$6.74M |
| 2 |
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$5.64M |
| 3 |
Unilever NV New York Registry Shares
UN
|
+$3.21M |
| 4 |
Cisco
CSCO
|
+$2.8M |
| 5 |
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
|
+$2.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Deutsche Bank
DB
|
+$5.07M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.29M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4.06M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.12% |
| 2 | Energy | 7.74% |
| 3 | Technology | 7.34% |
| 4 | Consumer Staples | 4.7% |
| 5 | Healthcare | 3.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
CALL
T-Mobile US
TMUS
$171B
| $336K | 0.2% |
+10,000
| New | +$274K |
2013 Q4
0 quarters
|
|
|
NTS
102
DELISTED
NTS INC COM STK (NV)
NTS
| $334K | 0.2% |
+169,396
| New | +$318K |
2013 Q4
0 quarters
|
|
103
Yunhong Green CTI Ltd
YHGJ
$7.12M
| $331K | 0.2% |
5,670
-130
| -2% | -$7.04K |
2013 Q2
2 quarters
|
|
|
FWM
104
PUT
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
| $318K | 0.19% |
+17,500
| New | +$367K |
2013 Q4
0 quarters
|
|
105
Ares Capital
ARCC
$13.5B
| $297K | 0.18% |
16,700
-109,200
| -87% | -$1.92M |
2013 Q2
2 quarters
|
|
106
NiSource
NI
$20.4B
| $296K | 0.18% |
+22,905
| New | +$284K |
2013 Q4
0 quarters
|
|
|
DS
107
DELISTED
Drive Shack Inc.
DS
| $287K | 0.17% |
+55,285
| New | +$278K |
2013 Q4
0 quarters
|
|
108
Invesco Senior Income Trust
VVR
$439M
| $283K | 0.17% |
+56,195
| New | +$292K |
2013 Q4
0 quarters
|
|
109
Barrick Mining
B
$66.5B
| $273K | 0.17% |
15,500
-9,500
| -38% | -$167K |
2013 Q2
2 quarters
|
|
|
TRK
110
DELISTED
Speedway Motorsports, Inc.
TRK
| $271K | 0.16% |
+13,642
| New | +$261K |
2013 Q4
0 quarters
|
|
111
CALL
Deckers Outdoor
DECK
$11.6B
| $253K | 0.15% |
+18,000
| New | +$222K |
2013 Q4
0 quarters
|
|
112
HF Sinclair
DINO
$22.3B
| $248K | 0.15% |
+5,000
| New | +$228K |
2013 Q4
0 quarters
|
|
|
LSI
113
CALL
DELISTED
LSI CORPORATION
LSI
| $238K | 0.14% |
+21,600
| New | +$184K |
2013 Q4
0 quarters
|
|
|
AXLL
114
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $237K | 0.14% |
+5,000
| New | +$215K |
2013 Q4
0 quarters
|
|
115
ResMed
RMD
$33.6B
| $235K | 0.14% |
5,001
-2,000
| -29% | -$101K |
2013 Q3
1 quarter
|
|
116
Option Care Health
OPCH
$4.68B
| $226K | 0.14% |
7,625
-28,125
| -79% | -$795K |
2013 Q3
1 quarter
|
|
117
DoubleLine Income Solutions Fund
DSL
$1.12B
| $224K | 0.14% |
+10,600
| New | +$219K |
2013 Q4
0 quarters
|
|
|
BKS
118
CALL
DELISTED
Barnes & Noble
BKS
| $224K | 0.14% |
+22,890
| New | +$221K |
2013 Q4
0 quarters
|
|
|
JCP
119
DELISTED
J.C. Penney Company, Inc.
JCP
| $219K | 0.13% |
24,000
+6,500
| +37% | +$54.2K |
2013 Q2
2 quarters
|
|
120
OSI Systems
OSIS
$3.1B
| $212K | 0.13% |
4,000
+3,000
| +300% | +$205K |
2013 Q2
2 quarters
|
|
121
State Street SPDR S&P Metals & Mining ETF
XME
$4.03B
| $210K | 0.13% |
+5,000
| New | +$196K |
2013 Q4
0 quarters
|
|
122
Jack in the Box
JACK
$238M
| $200K | 0.12% |
+4,000
| New | +$176K |
2013 Q4
0 quarters
|
|
123
BlackRock Floating Rate Income Trust
BGT
$301M
| $182K | 0.11% |
+13,004
| New | +$182K |
2013 Q4
0 quarters
|
|
124
Neostellar Capital Corp
NSLR
$175M
| $181K | 0.11% |
23,101
+7,700
| +50% | +$66.3K |
2013 Q2
2 quarters
|
|
|
CTB
125
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
| $175K | 0.11% |
+7,300
| New | +$181K |
2013 Q4
0 quarters
|
|
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First New York Securities's Q4 2013 Portfolio in Review
As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.
Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.
- First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
- First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
- First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
- First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
- First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
- First New York Securities opened 175 new positions and closed 248 in Q4 2013.
- First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.
Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.