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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
101
CALL
T-Mobile US
TMUS
$208B
$336K 0.2%
+10,000
New +$274K
NTS
102
DELISTED
NTS INC COM STK (NV)
NTS
$334K 0.2%
+169,396
New +$318K
YHGJ icon
103
Yunhong Green CTI Ltd
YHGJ
$7.75M
$331K 0.2%
5,670
-130
-2% -$7.04K
FWM
104
PUT
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$318K 0.19%
+17,500
New +$367K
ARCC icon
105
Ares Capital
ARCC
$13.8B
$297K 0.18%
16,700
-109,200
-87% -$1.92M
NI icon
106
NiSource
NI
$22B
$296K 0.18%
+22,905
New +$284K
DS
107
DELISTED
Drive Shack Inc.
DS
$287K 0.17%
+55,285
New +$278K
VVR icon
108
Invesco Senior Income Trust
VVR
$456M
$283K 0.17%
+56,195
New +$292K
B
109
Barrick Mining
B
$58.5B
$273K 0.17%
15,500
-9,500
-38% -$167K
TRK
110
DELISTED
Speedway Motorsports, Inc.
TRK
$271K 0.16%
+13,642
New +$261K
DECK icon
111
CALL
Deckers Outdoor
DECK
$14.8B
$253K 0.15%
+18,000
New +$222K
DINO icon
112
HF Sinclair
DINO
$16B
$248K 0.15%
+5,000
New +$228K
LSI
113
CALL
DELISTED
LSI CORPORATION
LSI
$238K 0.14%
+21,600
New +$184K
AXLL
114
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$237K 0.14%
+5,000
New +$215K
RMD icon
115
ResMed
RMD
$28.9B
$235K 0.14%
5,001
-2,000
-29% -$101K
OPCH icon
116
Option Care Health
OPCH
$3.41B
$226K 0.14%
7,625
-28,125
-79% -$795K
DSL
117
DoubleLine Income Solutions Fund
DSL
$1.22B
$224K 0.14%
+10,600
New +$219K
BKS
118
CALL
DELISTED
Barnes & Noble
BKS
$224K 0.14%
+22,890
New +$221K
JCP
119
DELISTED
J.C. Penney Company, Inc.
JCP
$219K 0.13%
24,000
+6,500
+37% +$54.2K
OSIS icon
120
OSI Systems
OSIS
$3.51B
$212K 0.13%
4,000
+3,000
+300% +$205K
XME icon
121
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
$210K 0.13%
+5,000
New +$196K
JACK icon
122
Jack in the Box
JACK
$286M
$200K 0.12%
+4,000
New +$176K
BGT icon
123
BlackRock Floating Rate Income Trust
BGT
$316M
$182K 0.11%
+13,004
New +$182K
NSLR
124
Neostellar Capital Corp
NSLR
$270M
$181K 0.11%
23,101
+7,700
+50% +$66.3K
CTB
125
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
$175K 0.11%
+7,300
New +$181K
3 4
5
6 7

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First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.