We are live on ! Find out more
FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIG
76
PUT
DELISTED
Big Lots, Inc.
BIG
$484K 0.29%
+15,000
New +$533K
OXY icon
77
CALL
Occidental Petroleum
OXY
$54.6B
$476K 0.29%
+5,219
New +$477K
SINA
78
CALL
DELISTED
Sina Corp
SINA
$464K 0.28%
+5,500
New +$450K
CNH
79
CNH Industrial
CNH
$13.2B
$457K 0.28%
+46,197
New +$464K
TMQ
80
Trilogy Metals
TMQ
$515M
$456K 0.28%
+300,000
New +$537K
FWM
81
CALL
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$454K 0.28%
+25,000
New +$524K
EWZ icon
82
iShares MSCI Brazil ETF
EWZ
$9.1B
$447K 0.27%
+10,000
New +$475K
HAL icon
83
CALL
Halliburton
HAL
$29.4B
$442K 0.27%
8,700
-6,300
-42% -$326K
GTAT
84
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$430K 0.26%
49,300
+43,955
+822% +$390K
WWAV
85
DELISTED
The WhiteWave Foods Company
WWAV
$430K 0.26%
18,750
-31,250
-63% -$650K
ASNA
86
DELISTED
Ascena Retail Group, Inc.
ASNA
$423K 0.26%
+1,000
New +$408K
NXTM
87
DELISTED
NxStage Medical Inc.
NXTM
$410K 0.25%
41,000
+18,000
+78% +$204K
NMFC icon
88
New Mountain Finance
NMFC
$672M
$404K 0.25%
26,890
-23,110
-46% -$337K
INTC icon
89
Intel
INTC
$478B
$389K 0.24%
+15,000
New +$363K
EOX
90
DELISTED
EMERALD OIL INC (MT)
EOX
$383K 0.23%
2,500
– –
DXJ icon
91
WisdomTree Japan Hedged Equity Fund
DXJ
$7.05B
$381K 0.23%
7,500
-7,500
-50% -$365K
DECK icon
92
Deckers Outdoor
DECK
$14.8B
$380K 0.23%
27,000
+12,000
+80% +$148K
KGC icon
93
CALL
Kinross Gold
KGC
$27B
$372K 0.23%
85,000
-27,500
-24% -$131K
ORAN
94
DELISTED
Orange
ORAN
$368K 0.22%
29,784
+12,116
+69% +$157K
FRA icon
95
BlackRock Floating Rate Income Strategies Fund
FRA
$380M
$365K 0.22%
+25,000
New +$364K
NUV icon
96
Nuveen Municipal Value Fund
NUV
$1.92B
$360K 0.22%
+39,817
New +$356K
EBAY icon
97
eBay
EBAY
$49.8B
$356K 0.22%
+15,444
New +$342K
CYNO
98
DELISTED
Cynosure, Inc. Class A
CYNO
$346K 0.21%
13,000
-23,000
-64% -$552K
MSFT icon
99
CALL
Microsoft
MSFT
$2.93T
$344K 0.21%
9,200
-800
-8% -$29.1K
CAG icon
100
PUT
Conagra Brands
CAG
$6.83B
$337K 0.2%
12,850
– –
2 3
4
5 6

Similar funds

JPC
Jackson Park Capital Alpine, Utah $53.7M AUM 6.17% 1-Year Est. Return
OL
Orbitronix LP Newport Beach, California $54.2M AUM 17.92% 1-Year Est. Return
NAM
Nichols Asset Management Sudbury, Massachusetts $51M AUM 5.34% 1-Year Est. Return
BC
BHR Capital New York $48.6M AUM 3.78% 1-Year Est. Return
IWC
Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return
RCI
Redwood Capital Investments Hanover, Maryland $43.1M AUM 25.43% 1-Year Est. Return
PCM
Pyrrho Capital Management New York $66.5M AUM 7.14% 1-Year Est. Return
GCP
Glen Capital Partners Waltham, Massachusetts $68.9M AUM 21.81% 1-Year Est. Return

First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.