We are live on
!
Find out more
FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
(-34%)
Cap. Flow
-$32.4M
Cap. Flow
% of AUM
-19.68%
Top 10 Holdings %
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0.1
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SNTS
SANTARUS INC
SNTS
|
+$6.74M |
| 2 |
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$5.64M |
| 3 |
Unilever NV New York Registry Shares
UN
|
+$3.21M |
| 4 |
Cisco
CSCO
|
+$2.8M |
| 5 |
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
|
+$2.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Deutsche Bank
DB
|
+$5.07M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.29M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4.06M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.12% |
| 2 | Energy | 7.74% |
| 3 | Technology | 7.34% |
| 4 | Consumer Staples | 4.7% |
| 5 | Healthcare | 3.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
PUT
DELISTED
Big Lots, Inc.
BIG
| $484K | 0.29% |
+15,000
| New | +$533K |
2013 Q4
0 quarters
|
|
77
CALL
Occidental Petroleum
OXY
$61.1B
| $476K | 0.29% |
+5,219
| New | +$477K |
2013 Q4
0 quarters
|
|
|
SINA
78
CALL
DELISTED
Sina Corp
SINA
| $464K | 0.28% |
+5,500
| New | +$450K |
2013 Q4
0 quarters
|
|
79
CNH Industrial
CNH
$19B
| $457K | 0.28% |
+46,197
| New | +$464K |
2013 Q4
0 quarters
|
|
80
Trilogy Metals
TMQ
$443M
| $456K | 0.28% |
+300,000
| New | +$537K |
2013 Q4
0 quarters
|
|
|
FWM
81
CALL
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
| $454K | 0.28% |
+25,000
| New | +$524K |
2013 Q4
0 quarters
|
|
82
iShares MSCI Brazil ETF
EWZ
$11.6B
| $447K | 0.27% |
+10,000
| New | +$475K |
2013 Q4
0 quarters
|
|
83
CALL
Halliburton
HAL
$27.9B
| $442K | 0.27% |
8,700
-6,300
| -42% | -$326K |
2013 Q3
1 quarter
|
|
|
GTAT
84
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
| $430K | 0.26% |
49,300
+43,955
| +822% | +$390K |
2013 Q3
1 quarter
|
|
|
WWAV
85
DELISTED
The WhiteWave Foods Company
WWAV
| $430K | 0.26% |
18,750
-31,250
| -63% | -$650K |
2013 Q3
1 quarter
|
|
|
ASNA
86
DELISTED
Ascena Retail Group, Inc.
ASNA
| $423K | 0.26% |
+1,000
| New | +$408K |
2013 Q4
0 quarters
|
|
|
NXTM
87
DELISTED
NxStage Medical Inc.
NXTM
| $410K | 0.25% |
41,000
+18,000
| +78% | +$204K |
2013 Q3
1 quarter
|
|
88
New Mountain Finance
NMFC
$644M
| $404K | 0.25% |
26,890
-23,110
| -46% | -$337K |
2013 Q2
2 quarters
|
|
89
Intel
INTC
$482B
| $389K | 0.24% |
+15,000
| New | +$363K |
2013 Q4
0 quarters
|
|
|
EOX
90
DELISTED
EMERALD OIL INC (MT)
EOX
| $383K | 0.23% |
2,500
| – | – |
2013 Q3
1 quarter
|
|
91
WisdomTree Japan Hedged Equity Fund
DXJ
$2.37B
| $381K | 0.23% |
22,500
-22,500
| -50% | -$365K |
2013 Q3
1 quarter
|
|
92
Deckers Outdoor
DECK
$11.8B
| $380K | 0.23% |
27,000
+12,000
| +80% | +$148K |
2013 Q3
1 quarter
|
|
93
CALL
Kinross Gold
KGC
$28.8B
| $372K | 0.23% |
85,000
-27,500
| -24% | -$131K |
2013 Q2
2 quarters
|
|
94
DELISTED
Orange
ORAN
| $368K | 0.22% |
29,784
+12,116
| +69% | +$157K |
2013 Q3
1 quarter
|
|
95
BlackRock Floating Rate Income Strategies Fund
FRA
$358M
| $365K | 0.22% |
+25,000
| New | +$364K |
2013 Q4
0 quarters
|
|
96
Nuveen Municipal Value Fund
NUV
$1.73B
| $360K | 0.22% |
+39,817
| New | +$356K |
2013 Q4
0 quarters
|
|
97
eBay
EBAY
$54.4B
| $356K | 0.22% |
+15,444
| New | +$342K |
2013 Q4
0 quarters
|
|
|
CYNO
98
DELISTED
Cynosure, Inc. Class A
CYNO
| $346K | 0.21% |
13,000
-23,000
| -64% | -$552K |
2013 Q3
1 quarter
|
|
99
CALL
Microsoft
MSFT
$3.95T
| $344K | 0.21% |
9,200
-800
| -8% | -$29.1K |
2013 Q3
1 quarter
|
|
100
PUT
Conagra Brands
CAG
$6.87B
| $337K | 0.2% |
12,850
| – | – |
2013 Q3
1 quarter
|
|
Similar funds
JPC
OL
NAM
BC
IWC
RCI
PCM
GCP
First New York Securities's Q4 2013 Portfolio in Review
As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.
Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.
- First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
- First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
- First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
- First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
- First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
- First New York Securities opened 175 new positions and closed 248 in Q4 2013.
- First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.
Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.