We are live on
!
Find out more
FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
(-34%)
Cap. Flow
-$32.4M
Cap. Flow
% of AUM
-19.68%
Top 10 Holdings %
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0.1
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SNTS
SANTARUS INC
SNTS
|
+$6.74M |
| 2 |
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$5.64M |
| 3 |
Unilever NV New York Registry Shares
UN
|
+$3.21M |
| 4 |
Cisco
CSCO
|
+$2.8M |
| 5 |
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
|
+$2.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Deutsche Bank
DB
|
+$5.07M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.29M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4.06M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.12% |
| 2 | Energy | 7.74% |
| 3 | Technology | 7.34% |
| 4 | Consumer Staples | 4.7% |
| 5 | Healthcare | 3.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
SINA
51
DELISTED
Sina Corp
SINA
| $859K | 0.52% |
+10,200
| New | +$834K |
2013 Q4
0 quarters
|
|
52
Herc Holdings
HRI
$4.05B
| $844K | 0.51% |
9,833
+6,500
| +195% | +$464K |
2013 Q3
1 quarter
|
|
53
CALL
Apple
AAPL
$4.98T
| $841K | 0.51% |
42,000
-207,200
| -83% | -$3.91M |
2013 Q2
2 quarters
|
|
|
AH
54
DELISTED
Accretive Health
AH
| $815K | 0.5% |
+89,000
| New | +$766K |
2013 Q4
0 quarters
|
|
55
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$3.31B
| $812K | 0.49% |
+20,000
| New | +$766K |
2013 Q4
0 quarters
|
|
56
Silicon Laboratories
SLAB
$7.37B
| $812K | 0.49% |
18,750
-12,500
| -40% | -$512K |
2013 Q3
1 quarter
|
|
|
NID
57
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $771K | 0.47% |
+66,987
| New | +$754K |
2013 Q4
0 quarters
|
|
58
TotalEnergies
TTE
$200B
| $766K | 0.47% |
+12,500
| New | +$744K |
2013 Q4
0 quarters
|
|
59
BlackRock TCP Capital
TCPC
$350M
| $732K | 0.45% |
43,619
-6,381
| -13% | -$107K |
2013 Q2
2 quarters
|
|
|
JCP
60
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
| $686K | 0.42% |
75,000
+70,000
| +1,400% | +$584K |
2013 Q3
1 quarter
|
|
61
KKR Income Opportunities Fund
KIO
$405M
| $665K | 0.4% |
+37,000
| New | +$657K |
2013 Q4
0 quarters
|
|
62
CALL
FirstEnergy
FE
$26.8B
| $660K | 0.4% |
+20,000
| New | +$705K |
2013 Q4
0 quarters
|
|
63
CALL
NovaGold Resources
NG
$2.86B
| $598K | 0.36% |
235,400
+155,400
| +194% | +$353K |
2013 Q3
1 quarter
|
|
64
Canadian Solar
CSIQ
$673M
| $596K | 0.36% |
+20,000
| New | +$529K |
2013 Q4
0 quarters
|
|
|
DEG
65
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
| $594K | 0.36% |
+40,000
| New | +$597K |
2013 Q4
0 quarters
|
|
66
Sony
SONY
$145B
| $588K | 0.36% |
+170,000
| New | +$628K |
2013 Q4
0 quarters
|
|
67
SPDR Gold Trust
GLD
$141B
| $581K | 0.35% |
5,000
+4,000
| +400% | +$491K |
2013 Q2
2 quarters
|
|
68
Nuveen Credit Strategies Income Fund
JQC
$664M
| $573K | 0.35% |
58,925
+5,607
| +11% | +$52.7K |
2013 Q3
1 quarter
|
|
69
CALL
iShares Silver Trust
SLV
$27.7B
| $561K | 0.34% |
30,000
-45,000
| -60% | -$903K |
2013 Q2
2 quarters
|
|
|
BHI
70
DELISTED
Baker Hughes
BHI
| $553K | 0.34% |
10,000
+9,000
| +900% | +$493K |
2013 Q2
2 quarters
|
|
71
Oaktree Specialty Lending
OCSL
$1.02B
| $524K | 0.32% |
+18,900
| New | +$559K |
2013 Q4
0 quarters
|
|
72
Neonode
NEON
$13.1M
| $519K | 0.32% |
8,212
-525
| -6% | -$30.6K |
2013 Q2
2 quarters
|
|
|
73
FirstEnergy
FE
$26.8B
| $495K | 0.3% |
+15,000
| New | +$529K |
2013 Q4
0 quarters
|
|
74
Vale
VALE
$55.4B
| $495K | 0.3% |
+32,500
| New | +$505K |
2013 Q4
0 quarters
|
|
75
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$460M
| $484K | 0.29% |
22,500
+7,500
| +50% | +$162K |
2013 Q2
2 quarters
|
|
Similar funds
JPC
OL
NAM
BC
IWC
RCI
PCM
GCP
First New York Securities's Q4 2013 Portfolio in Review
As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.
Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.
- First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
- First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
- First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
- First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
- First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
- First New York Securities opened 175 new positions and closed 248 in Q4 2013.
- First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.
Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.