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FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
(-34%)
Cap. Flow
-$92.6M
Cap. Flow
% of AUM
-56.31%
Top 10 Holdings %
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SNTS
SANTARUS INC
SNTS
|
+$6.74M |
| 2 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$5.64M |
| 3 |
UN
Unilever NV New York Registry Shares
UN
|
+$3.21M |
| 4 |
Cisco
CSCO
|
+$2.8M |
| 5 |
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
|
+$2.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Deutsche Bank
DB
|
+$5.07M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.29M |
| 4 |
SFD
SMITHFIELD FOODS,INC
SFD
|
+$4.06M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.34% |
| 2 | Energy | 4.73% |
| 3 | Healthcare | 3.67% |
| 4 | Consumer Discretionary | 3.37% |
| 5 | Financials | 3.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SINA
51
DELISTED
Sina Corp
SINA
| $859K | 0.52% |
+10,200
| New | +$834K |
|
52
Herc Holdings
HRI
$4.99B
| $844K | 0.51% |
9,833
+6,500
| +195% | +$464K |
|
53
CALL
Apple
AAPL
$4.9T
| $841K | 0.51% |
42,000
-207,200
| -83% | -$3.91M |
|
|
AH
54
DELISTED
Accretive Health
AH
| $815K | 0.5% |
+89,000
| New | +$766K |
|
55
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.92B
| $812K | 0.49% |
+20,000
| New | +$766K |
|
56
Silicon Laboratories
SLAB
$7.17B
| $812K | 0.49% |
18,750
-12,500
| -40% | -$512K |
|
|
NID
57
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $771K | 0.47% |
+66,987
| New | +$754K |
|
58
TotalEnergies
TTE
$181B
| $766K | 0.47% |
+12,500
| New | +$744K |
|
59
BlackRock TCP Capital
TCPC
$278M
| $732K | 0.45% |
43,619
-6,381
| -13% | -$107K |
|
|
JCP
60
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
| $686K | 0.42% |
75,000
+70,000
| +1,400% | +$584K |
|
|
KIO
61
KKR Income Opportunities Fund
KIO
$457M
| $665K | 0.4% |
+37,000
| New | +$657K |
|
62
CALL
FirstEnergy
FE
$28.1B
| $660K | 0.4% |
+20,000
| New | +$705K |
|
63
CALL
NovaGold Resources
NG
$2.27B
| $598K | 0.36% |
235,400
+155,400
| +194% | +$353K |
|
64
Canadian Solar
CSIQ
$1.02B
| $596K | 0.36% |
+20,000
| New | +$529K |
|
|
DEG
65
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
| $594K | 0.36% |
+40,000
| New | +$597K |
|
66
Sony
SONY
$124B
| $588K | 0.36% |
+170,000
| New | +$628K |
|
67
SPDR Gold Trust
GLD
$129B
| $581K | 0.35% |
5,000
+4,000
| +400% | +$491K |
|
68
Nuveen Credit Strategies Income Fund
JQC
$702M
| $573K | 0.35% |
58,925
+5,607
| +11% | +$52.7K |
|
69
CALL
iShares Silver Trust
SLV
$27.1B
| $561K | 0.34% |
30,000
-45,000
| -60% | -$903K |
|
|
BHI
70
DELISTED
Baker Hughes
BHI
| $553K | 0.34% |
10,000
+9,000
| +900% | +$493K |
|
71
Oaktree Specialty Lending
OCSL
$1.07B
| $524K | 0.32% |
+18,900
| New | +$559K |
|
72
Neonode
NEON
$14.4M
| $519K | 0.32% |
8,212
-525
| -6% | -$30.6K |
|
|
73
FirstEnergy
FE
$28.1B
| $495K | 0.3% |
+15,000
| New | +$529K |
|
74
Vale
VALE
$60.4B
| $495K | 0.3% |
+32,500
| New | +$505K |
|
75
CALL
Invesco DB US Dollar Index Bullish Fund
UUP
$432M
| $484K | 0.29% |
22,500
+7,500
| +50% | +$162K |
|
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First New York Securities's Q4 2013 Portfolio in Review
As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.
Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.
- First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
- First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
- First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
- First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
- First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
- First New York Securities opened 175 new positions and closed 248 in Q4 2013.
- First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.
Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.