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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELN
551
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-8,500
Closed -$120K
MAKO
552
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-1,000
Closed -$15.2K
GCOM
553
DELISTED
GLOBECOMM SYSTEMS INC
GCOM
– –
-1,500
Closed -$19K
LCC
554
DELISTED
US AIRWAYS GROUP INC.
LCC
– –
-76,996
Closed -$1.26M
TLAB
555
DELISTED
TELLABS INC
TLAB
– –
-500,000
Closed -$988K
SKS
556
DELISTED
SAKS INCORPORATED
SKS
– –
-19,400
Closed -$302K
OPTR
557
CALL
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-22,500
Closed -$326K
OPTR
558
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-39,890
Closed -$577K
VHS
559
CALL
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-500
Closed -$10K
WWAV.B
560
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-274,844
Closed -$4.18M
AM
561
DELISTED
AMERICAN GREETINGS CORP CL A
AM
– –
-9,000
Closed -$165K
GDI
562
CALL
DELISTED
GARDNER DENVER,INC
GDI
– –
-166,600
Closed -$12.5M
TRMD
563
DELISTED
TORM A/S AMERICAN DEPOSITARY SHARES
TRMD
– –
-12,500
Closed -$30K
GRX.RT
564
DELISTED
GABELLI HEALTHCARE & WELLNESS RX TR RTS EXP 07/17/13
GRX.RT
– –
-25,629
Closed -$4K
ET
565
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-26,302
Closed -$887K
AQ
566
DELISTED
Acquity Group Ltd
AQ
– –
-107,819
Closed -$1.39M
SDBT
567
DELISTED
SOUNDBITE COMMUNICATIONS, INC. COM
SDBT
– –
-13,000
Closed -$65K
LUFK
568
CALL
DELISTED
LUFKIN IND INC
LUFK
– –
-12,300
Closed -$1.09M
NFP
569
CALL
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-16,100
Closed -$407K
NFP
570
DELISTED
NATIONAL FINANCIAL PARTNERS CORP
NFP
– –
-330,700
Closed -$8.37M
CHG
571
DELISTED
CH ENERGY GRP INC(HOLDING CO)
CHG
– –
-76,296
Closed -$4.96M
NBG
572
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-25,000
Closed -$87K
COV
573
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-28,200
Closed -$1.57M
ATVI
574
CALL
DELISTED
Activision Blizzard
ATVI
– –
-120,000
Closed -$1.71M
ATVI
575
DELISTED
Activision Blizzard
ATVI
– –
-52,500
Closed -$749K
20 21 22
23
24

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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.