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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACI
526
DELISTED
ARCH COAL, INC.
ACI
– –
-1,000
Closed -$38K
BEE
527
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
– –
-5,000
Closed -$44K
ANR
528
DELISTED
Alpha Natural Resources Inc
ANR
– –
-5,000
Closed -$26K
MCP
529
DELISTED
MOLYCORP INC COM STK
MCP
– –
-22,400
Closed -$139K
AOL
530
DELISTED
AOL INC COMMON STOCK
AOL
– –
-8,000
Closed -$291K
VTSS
531
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-600,000
Closed -$1.58M
PETM
532
DELISTED
PETSMART INC
PETM
– –
-723
Closed -$48K
RSH
533
DELISTED
RADIOSHACK CORP
RSH
– –
-46,000
Closed -$146K
AUXL
534
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-46,000
Closed -$765K
THI
535
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-11,350
Closed -$614K
KOG
536
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-1,000
Closed -$9K
DNDN
537
DELISTED
DENDREON CORPORATION
DNDN
– –
-20,000
Closed -$82K
BAGL
538
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
– –
-5,000
Closed -$71K
PLXT
539
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-2,700
Closed -$13K
RDA
540
PUT
DELISTED
RDA MICROELECTRONICS INC SPONSORED ADR
RDA
– –
-5,000
Closed -$55K
BODY
541
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-10,000
Closed -$133K
FRX
542
CALL
DELISTED
FOREST LABORATORIES INC
FRX
– –
-5,000
Closed -$206K
EPL
543
DELISTED
EPL OIL & GAS, INC COMMON STK
EPL
– –
-879
Closed -$26K
SI
544
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-8,500
Closed -$861K
CADX
545
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$0 ﹤0.01%
+2
New +$13
FLOW
546
DELISTED
FLOW INTL CORP
FLOW
– –
-6,400
Closed -$24K
HMA
547
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-18,000
Closed -$282K
SNTS
548
DELISTED
SANTARUS INC
SNTS
– –
-1,198
Closed -$25K
OCZ
549
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
– –
-127,700
Closed -$185K
ELN
550
CALL
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-35,000
Closed -$495K
20 21
22
23 24

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GCP
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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.