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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$204M
AUM Growth
+$39.4M
Cap. Flow
+$36.5M
Cap. Flow %
17.89%
Top 10 Hldgs %
33.29%
Holding
565
New
283
Increased
37
Reduced
58
Closed
176

Top Buys

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$17.6M
2
ALV icon
Autoliv
ALV
+$8.55M
3
VZ icon
Verizon
VZ
+$6.83M
4
EQNR icon
Equinor
EQNR
+$6.12M
5
NOK icon
Nokia
NOK
+$4.91M

Top Sells

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$7.67M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.67M
3
UN
Unilever NV New York Registry Shares
UN
+$3.72M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.75M
5
AMBC.WS
Ambac Financial Group
AMBC.WS
+$2.56M

Sector Composition

Rank Sector Weight
1 Communication Services 20.82%
2 Technology 15.33%
3 Energy 12.06%
4 Consumer Discretionary 9.84%
5 Healthcare 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAL icon
476
United Airlines
UAL
$40.2B
– –
-500
Closed -$19K
UMC icon
477
United Microelectronic
UMC
$43.6B
– –
-5,000
Closed -$10K
UNG icon
478
CALL
United States Natural Gas Fund
UNG
$444M
– –
-12,188
Closed -$4.04M
UNG icon
479
PUT
United States Natural Gas Fund
UNG
$444M
– –
-9,688
Closed -$3.21M
UNP icon
480
Union Pacific
UNP
$175B
– –
-1,000
Closed -$84K
WBD icon
481
Warner Bros
WBD
$64.2B
– –
-979
Closed -$45K
WOLF icon
482
Wolfspeed
WOLF
$1.14B
– –
-2,000
Closed -$125K
XME icon
483
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
– –
-50,000
Closed -$2.1M
XME icon
484
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
– –
-5,000
Closed -$210K
YPF icon
485
CALL
YPF
YPF
$19.5B
– –
-5,000
Closed -$165K
YUM icon
486
Yum! Brands
YUM
$41.4B
– –
-17,388
Closed -$945K
CNH
487
CNH Industrial
CNH
$14.2B
– –
-46,197
Closed -$457K
ORKA
488
Oruka Therapeutics
ORKA
$5.45B
– –
-5
Closed -$14K
JOYY
489
JOYY Inc
JOYY
$3.77B
– –
-160
Closed -$8K
ORAN
490
DELISTED
Orange
ORAN
– –
-29,784
Closed -$368K
HA
491
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-2,000
Closed -$19K
BIG
492
PUT
DELISTED
Big Lots, Inc.
BIG
– –
-15,000
Closed -$484K
SREV
493
DELISTED
ServiceSource International, Inc.
SREV
– –
-15,000
Closed -$126K
NUAN
494
CALL
DELISTED
Nuance Communications, Inc.
NUAN
– –
-9,240
Closed -$122K
RDS.A
495
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-12,500
Closed -$891K
PCI
496
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-122,400
Closed -$2.75M
CTB
497
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-7,300
Closed -$175K
GLUU
498
DELISTED
Glu Mobile Inc.
GLUU
– –
-200
Closed -$1K
ETFC
499
DELISTED
E*Trade Financial Corporation
ETFC
– –
-1,000
Closed -$20K
SCON
500
DELISTED
Superconductor Technologies Inc.
SCON
– –
0
– -$1K
18 19
20
21 22

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OL
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NAM
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BC
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IWC
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RCI
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GCP
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First New York Securities's Q1 2014 Portfolio in Review

As of Q1 2014, First New York Securities held 565 positions worth $204M, up 24% from $164M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First New York Securities deployed $36.5M of net new capital in Q1 2014, opening 283 new positions and adding to 37 existing holdings. Its largest new stake was Vodafone: 457,857 shares worth $16.9M.

By sector, the portfolio is most concentrated in Communication Services at 21% of assets, up from 2.9% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Ambac Financial Group, an estimated $2.56M trimmed.

  • First New York Securities's largest Q1 2014 buy was Vodafone: 457,857 shares worth $16.9M.
  • First New York Securities added most to Equinor in Q1 2014, an estimated $6.12M increase.
  • First New York Securities's biggest Q1 2014 reduction was Ambac Financial Group, cutting an estimated $2.56M.
  • First New York Securities fully exited SANTARUS INC in Q1 2014, selling an estimated $7.67M.
  • First New York Securities's ten largest holdings make up 33% of its $204M portfolio in Q1 2014.
  • First New York Securities opened 283 new positions and closed 176 in Q1 2014.
  • First New York Securities's portfolio value rose 24% quarter-over-quarter to $204M.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.