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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$204M
AUM Growth
+$39.4M
Cap. Flow
+$36.5M
Cap. Flow %
17.89%
Top 10 Hldgs %
33.29%
Holding
565
New
283
Increased
37
Reduced
58
Closed
176

Top Buys

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$17.6M
2
ALV icon
Autoliv
ALV
+$8.55M
3
VZ icon
Verizon
VZ
+$6.83M
4
EQNR icon
Equinor
EQNR
+$6.12M
5
NOK icon
Nokia
NOK
+$4.91M

Top Sells

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$7.67M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.67M
3
UN
Unilever NV New York Registry Shares
UN
+$3.72M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.75M
5
AMBC.WS
Ambac Financial Group
AMBC.WS
+$2.56M

Sector Composition

Rank Sector Weight
1 Communication Services 20.82%
2 Technology 15.33%
3 Energy 12.06%
4 Consumer Discretionary 9.84%
5 Healthcare 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSIS icon
451
OSI Systems
OSIS
$3.54B
– –
-4,000
Closed -$212K
OXY icon
452
CALL
Occidental Petroleum
OXY
$55.2B
– –
-5,219
Closed -$476K
PAAS icon
453
Pan American Silver
PAAS
$18.6B
– –
-14,000
Closed -$164K
PFLT icon
454
PennantPark Floating Rate Capital
PFLT
$692M
– –
-63,283
Closed -$869K
RCL icon
455
Royal Caribbean
RCL
$79.6B
– –
-19,500
Closed -$924K
REGN icon
456
Regeneron Pharmaceuticals
REGN
$70.5B
– –
-3,200
Closed -$881K
SAN icon
457
Banco Santander
SAN
$200B
– –
-5,505
Closed -$45K
FLNA
458
Filana Therapeutics
FLNA
$44.4M
– –
-100
Closed -$3K
SLV icon
459
CALL
iShares Silver Trust
SLV
$28.2B
– –
-30,000
Closed -$561K
SPY icon
460
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$782B
– –
-50,000
Closed -$9.23M
SRPT icon
461
Sarepta Therapeutics
SRPT
$1.72B
– –
-7,500
Closed -$191K
NSLR
462
Neostellar Capital Corp
NSLR
$269M
– –
-23,101
Closed -$181K
SU icon
463
Suncor Energy
SU
$75.7B
– –
-4,000
Closed -$140K
SWKS icon
464
Skyworks Solutions
SWKS
$9.54B
– –
-1
Closed –
SYY icon
465
CALL
Sysco
SYY
$40.2B
– –
-30,000
Closed -$1.08M
TAN icon
466
Invesco Solar ETF
TAN
$1.47B
– –
-50
Closed -$2K
TBT icon
467
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$294M
– –
-500
Closed -$35.7K
TCPC icon
468
BlackRock TCP Capital
TCPC
$265M
– –
-43,619
Closed -$732K
TECK icon
469
Teck Resources
TECK
$29.2B
– –
-3,000
Closed -$78K
TER icon
470
Teradyne
TER
$52.5B
– –
-5,000
Closed -$88K
TGI
471
DELISTED
Triumph Group
TGI
– –
-1,500
Closed -$114K
TLT icon
472
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.9B
– –
-1,500
Closed -$153K
TLT icon
473
iShares 20+ Year Treasury Bond ETF
TLT
$42.9B
– –
-250
Closed -$26.7K
TMUS icon
474
PUT
T-Mobile US
TMUS
$192B
– –
-1,300
Closed -$44K
TXN icon
475
Texas Instruments
TXN
$255B
– –
-100
Closed -$4K
17 18
19
20 21

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First New York Securities's Q1 2014 Portfolio in Review

As of Q1 2014, First New York Securities held 565 positions worth $204M, up 24% from $164M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First New York Securities deployed $36.5M of net new capital in Q1 2014, opening 283 new positions and adding to 37 existing holdings. Its largest new stake was Vodafone: 457,857 shares worth $16.9M.

By sector, the portfolio is most concentrated in Communication Services at 21% of assets, up from 2.9% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Ambac Financial Group, an estimated $2.56M trimmed.

  • First New York Securities's largest Q1 2014 buy was Vodafone: 457,857 shares worth $16.9M.
  • First New York Securities added most to Equinor in Q1 2014, an estimated $6.12M increase.
  • First New York Securities's biggest Q1 2014 reduction was Ambac Financial Group, cutting an estimated $2.56M.
  • First New York Securities fully exited SANTARUS INC in Q1 2014, selling an estimated $7.67M.
  • First New York Securities's ten largest holdings make up 33% of its $204M portfolio in Q1 2014.
  • First New York Securities opened 283 new positions and closed 176 in Q1 2014.
  • First New York Securities's portfolio value rose 24% quarter-over-quarter to $204M.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.