We are live on ! Find out more
FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBT icon
451
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
– –
-15,000
Closed -$1.09M
TDC icon
452
Teradata
TDC
$2.83B
– –
-3,000
Closed -$151K
TECK icon
453
CALL
Teck Resources
TECK
$29B
– –
-8,000
Closed -$171K
TECK icon
454
Teck Resources
TECK
$29B
– –
-4,000
Closed -$85K
TEF
455
DELISTED
Telefonica
TEF
– –
-161,188
Closed -$1.52M
TEI
456
Templeton Emerging Markets Income Fund
TEI
$309M
– –
-4,730
Closed -$70K
TLT icon
457
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
– –
-3,400
Closed -$375K
TLYS icon
458
Tilly's
TLYS
$116M
– –
-2,000
Closed -$32K
TSLA icon
459
CALL
Tesla
TSLA
$1.21T
– –
-150,000
Closed -$1.07M
TXT icon
460
Textron
TXT
$16.8B
– –
-1,812
Closed -$47K
UNG icon
461
PUT
United States Natural Gas Fund
UNG
$459M
– –
-9,375
Closed -$2.84M
USB icon
462
US Bancorp
USB
$98.6B
– –
-500
Closed -$18K
USO icon
463
CALL
United States Oil Fund
USO
$2.09B
– –
-1,875
Closed -$513K
VALE icon
464
CALL
Vale
VALE
$62.5B
– –
-20,000
Closed -$263K
VALE icon
465
Vale
VALE
$62.5B
– –
-5,500
Closed -$72K
VIPS icon
466
PUT
Vipshop
VIPS
$7.05B
– –
-51,000
Closed -$149K
VOD icon
467
CALL
Vodafone
VOD
$36.4B
– –
-58,860
Closed -$1.72M
VRSN icon
468
VeriSign
VRSN
$24.9B
– –
-793
Closed -$35K
VZ icon
469
Verizon
VZ
$198B
– –
-4,000
Closed -$201K
WLK icon
470
Westlake Corp
WLK
$9.37B
– –
-526
Closed -$25K
WPRT
471
CALL
Westport Fuel Systems
WPRT
$34.4M
– –
-1,000
Closed -$335K
XLF icon
472
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
– –
-7,231
Closed -$128K
XLV icon
473
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
– –
-2,560
Closed -$122K
XME icon
474
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
– –
-5,000
Closed -$166K
XOP icon
475
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.5B
– –
-44
Closed -$11.1K
17 18
19
20 21

Similar funds

JPC
Jackson Park Capital Alpine, Utah $53.7M AUM 6.17% 1-Year Est. Return
OL
Orbitronix LP Newport Beach, California $54.2M AUM 17.92% 1-Year Est. Return
NAM
Nichols Asset Management Sudbury, Massachusetts $51M AUM 5.34% 1-Year Est. Return
BC
BHR Capital New York $48.6M AUM 3.78% 1-Year Est. Return
IWC
Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return
RCI
Redwood Capital Investments Hanover, Maryland $43.1M AUM 25.43% 1-Year Est. Return
PCM
Pyrrho Capital Management New York $66.5M AUM 7.14% 1-Year Est. Return
GCP
Glen Capital Partners Waltham, Massachusetts $68.9M AUM 21.81% 1-Year Est. Return

First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.