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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$204M
AUM Growth
+$39.4M
Cap. Flow
+$36.5M
Cap. Flow %
17.89%
Top 10 Hldgs %
33.29%
Holding
565
New
283
Increased
37
Reduced
58
Closed
176

Top Buys

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$17.6M
2
ALV icon
Autoliv
ALV
+$8.55M
3
VZ icon
Verizon
VZ
+$6.83M
4
EQNR icon
Equinor
EQNR
+$6.12M
5
NOK icon
Nokia
NOK
+$4.91M

Top Sells

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$7.67M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.67M
3
UN
Unilever NV New York Registry Shares
UN
+$3.72M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.75M
5
AMBC.WS
Ambac Financial Group
AMBC.WS
+$2.56M

Sector Composition

Rank Sector Weight
1 Communication Services 20.82%
2 Technology 15.33%
3 Energy 12.06%
4 Consumer Discretionary 9.84%
5 Healthcare 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAKK icon
426
Jakks Pacific
JAKK
$297M
– –
-510
Closed -$35K
JBLU icon
427
JetBlue
JBLU
$2.02B
– –
-6,500
Closed -$56K
KGC icon
428
CALL
Kinross Gold
KGC
$28.6B
– –
-85,000
Closed -$372K
KIO
429
KKR Income Opportunities Fund
KIO
$448M
– –
-37,000
Closed -$665K
KO icon
430
CALL
Coca-Cola
KO
$362B
– –
-40,000
Closed -$1.65M
KO icon
431
Coca-Cola
KO
$362B
– –
-25,000
Closed -$1.03M
KRE icon
432
CALL
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
– –
-20,000
Closed -$812K
KRE icon
433
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
– –
-2,000
Closed -$81K
LAMR icon
434
Lamar Advertising Co
LAMR
$16.3B
– –
-1,300
Closed -$68K
MNKD icon
435
MannKind Corp
MNKD
$1.22B
– –
-100
Closed -$3K
MSFT icon
436
CALL
Microsoft
MSFT
$2.89T
– –
-9,200
Closed -$344K
NG icon
437
CALL
NovaGold Resources
NG
$2.62B
– –
-235,400
Closed -$598K
NGD
438
DELISTED
New Gold Inc
NGD
– –
-18,000
Closed -$100K
NI icon
439
NiSource
NI
$22B
– –
-22,905
Closed -$296K
NL icon
440
NLI Holdings
NL
$283M
– –
-500
Closed -$6K
NMFC icon
441
New Mountain Finance
NMFC
$649M
– –
-26,890
Closed -$404K
NUV icon
442
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-39,817
Closed -$360K
NUWE icon
443
Nuwellis
NUWE
$183K
– –
0
– -$1K
NVDA icon
444
NVIDIA
NVDA
$4.76T
– –
-115,640
Closed -$49.5K
NWS icon
445
News Corp Class B
NWS
$16.8B
– –
-55,000
Closed -$981K
OCSL icon
446
Oaktree Specialty Lending
OCSL
$1.04B
– –
-18,900
Closed -$524K
OIH icon
447
CALL
VanEck Oil Services ETF
OIH
$2.06B
– –
-1,000
Closed -$961K
OPCH icon
448
CALL
Option Care Health
OPCH
$3.42B
– –
-5,000
Closed -$148K
OPCH icon
449
Option Care Health
OPCH
$3.42B
– –
-7,625
Closed -$226K
ORMP icon
450
Oramed Pharmaceuticals
ORMP
$170M
– –
-736
Closed -$11K
16 17
18
19 20

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First New York Securities's Q1 2014 Portfolio in Review

As of Q1 2014, First New York Securities held 565 positions worth $204M, up 24% from $164M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

First New York Securities deployed $36.5M of net new capital in Q1 2014, opening 283 new positions and adding to 37 existing holdings. Its largest new stake was Vodafone: 457,857 shares worth $16.9M.

By sector, the portfolio is most concentrated in Communication Services at 21% of assets, up from 2.9% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Ambac Financial Group, an estimated $2.56M trimmed.

  • First New York Securities's largest Q1 2014 buy was Vodafone: 457,857 shares worth $16.9M.
  • First New York Securities added most to Equinor in Q1 2014, an estimated $6.12M increase.
  • First New York Securities's biggest Q1 2014 reduction was Ambac Financial Group, cutting an estimated $2.56M.
  • First New York Securities fully exited SANTARUS INC in Q1 2014, selling an estimated $7.67M.
  • First New York Securities's ten largest holdings make up 33% of its $204M portfolio in Q1 2014.
  • First New York Securities opened 283 new positions and closed 176 in Q1 2014.
  • First New York Securities's portfolio value rose 24% quarter-over-quarter to $204M.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.