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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
401
Goldman Sachs
GS
$309B
– –
-800
Closed -$129K
HAL icon
402
Halliburton
HAL
$26.8B
– –
-3,000
Closed -$141K
HBAN icon
403
Huntington Bancshares
HBAN
$34.7B
– –
-1,000
Closed -$8K
HL icon
404
Hecla Mining
HL
$10.2B
$0 ﹤0.01%
1
-40,000
-100% -$130K
HOLX
405
DELISTED
Hologic
HOLX
– –
-15,000
Closed -$290K
HOMB icon
406
Home BancShares
HOMB
$6.21B
– –
-2,192
Closed -$28K
HTGC icon
407
Hercules Capital
HTGC
$2.95B
– –
-22,800
Closed -$318K
IAG icon
408
IAMGOLD
IAG
$8.5B
– –
-45,000
Closed -$236K
ICE icon
409
Intercontinental Exchange
ICE
$84.1B
– –
-12,500
Closed -$444K
IMAX icon
410
IMAX
IMAX
$2.47B
– –
-6,500
Closed -$162K
ING icon
411
ING
ING
$95.7B
– –
-15,000
Closed -$136K
INOD icon
412
Innodata
INOD
$1.94B
– –
-500
Closed -$2K
INTC icon
413
Intel
INTC
$462B
– –
-10,000
Closed -$242K
INVE icon
414
Identive
INVE
$65.1M
– –
-500
Closed -$4K
IYR icon
415
CALL
iShares US Real Estate ETF
IYR
$4.73B
– –
-30,000
Closed -$1.99M
JNPR
416
CALL
DELISTED
Juniper Networks
JNPR
– –
-5,000
Closed -$97K
JNPR
417
DELISTED
Juniper Networks
JNPR
– –
-1,500
Closed -$29K
KGC icon
418
Kinross Gold
KGC
$28.6B
– –
-77,500
Closed -$410K
KMB icon
419
PUT
Kimberly-Clark
KMB
$37B
– –
-20,860
Closed -$1.94M
KRE icon
420
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
– –
-25,500
Closed -$864K
LBTYA icon
421
PUT
Liberty Global Class A
LBTYA
$3.35B
– –
-2,425
Closed -$73K
LPSN icon
422
CALL
LivePerson
LPSN
$20.8M
– –
-2,000
Closed -$269K
MBI icon
423
CALL
MBIA
MBI
$282M
– –
-15,000
Closed -$200K
META icon
424
Meta Platforms (Facebook)
META
$1.51T
– –
-55,600
Closed -$1.38M
MFA
425
MFA Financial
MFA
$927M
– –
-2,220
Closed -$75K
15 16
17
18 19

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OL
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NAM
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BC
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IWC
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RCI
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GCP
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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.