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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
376
AT&T
T
$165B
– –
-3,972
Closed -$101K
THR
377
DELISTED
Thermon Group Holdings
THR
– –
-2,000
Closed -$46K
TKC icon
378
Turkcell
TKC
$4.84B
– –
-30,668
Closed -$453K
TSLA icon
379
PUT
Tesla
TSLA
$1.24T
– –
-135,000
Closed -$1.74M
TSN icon
380
Tyson Foods
TSN
$20.2B
– –
-6,500
Closed -$184K
TSN icon
381
PUT
Tyson Foods
TSN
$20.2B
– –
-6,500
Closed -$184K
USO icon
382
PUT
United States Oil Fund
USO
$2.27B
– –
-1,250
Closed -$369K
VPG icon
383
Vishay Precision Group
VPG
$1.39B
– –
-600
Closed -$8K
WBS icon
384
Webster Financial
WBS
$12.3B
– –
-500
Closed -$13K
WPRT
385
Westport Fuel Systems
WPRT
$36.4M
– –
-500
Closed -$121K
WY icon
386
Weyerhaeuser
WY
$17.3B
– –
-5,000
Closed -$143K
XHB icon
387
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
– –
-20,000
Closed -$612K
XLE icon
388
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
– –
-20,000
Closed -$829K
XLF icon
389
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.1B
– –
-34,174
Closed -$597K
XOP icon
390
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.58B
– –
-2,500
Closed -$659K
EQC
391
DELISTED
Equity Commonwealth
EQC
– –
-6,000
Closed -$132K
CUTR
392
DELISTED
Cutera, Inc.
CUTR
– –
-1,000
Closed -$9K
MODN
393
DELISTED
MODEL N, INC.
MODN
– –
-500
Closed -$5K
ARGO
394
DELISTED
Argo Group International Holdings, Ltd.
ARGO
– –
-696
Closed -$21K
INFI
395
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-1,000
Closed -$17K
OIG
396
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-250
Closed -$58K
IVC
397
DELISTED
Invacare Corporation
IVC
– –
-50,000
Closed -$864K
RBCN
398
DELISTED
Rubicon Technology, Inc.
RBCN
– –
-1,616
Closed -$196K
CTXS
399
DELISTED
Citrix Systems Inc
CTXS
– –
-1,758
Closed -$99K
ZNGA
400
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-30,600
Closed -$112K
14 15
16
17 18

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First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.