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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBS icon
376
Emergent Biosolutions
EBS
$382M
– –
-55,300
Closed -$797K
EEM icon
377
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.4B
– –
-2,000
Closed -$77K
EGO icon
378
Eldorado Gold
EGO
$8.4B
– –
-2,000
Closed -$62K
EPI icon
379
CALL
WisdomTree India Earnings Fund ETF
EPI
$2.03B
– –
-10,000
Closed -$162K
EWZ icon
380
CALL
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-3,000
Closed -$132K
EWZ icon
381
iShares MSCI Brazil ETF
EWZ
$9.07B
– –
-15,500
Closed -$680K
EXTR icon
382
Extreme Networks
EXTR
$3.86B
– –
-10,000
Closed -$34K
FAZ icon
383
Direxion Daily Financial Bear 3x ETF
FAZ
$84.7M
– –
-5
Closed -$252K
FCX icon
384
Freeport-McMoran
FCX
$89.1B
– –
-13,500
Closed -$413K
FENG
385
Phoenix New Media
FENG
$16.7M
– –
-250
Closed -$8K
FFIV icon
386
F5
FFIV
$22.3B
$0 ﹤0.01%
2
-498
-100% -$42.3K
FT
387
Franklin Universal Trust
FT
$201M
– –
-14,015
Closed -$96K
FTI icon
388
TechnipFMC
FTI
$29.7B
– –
-2,016
Closed -$84K
FXI icon
389
CALL
iShares China Large-Cap ETF
FXI
$4.22B
– –
-4,000
Closed -$130K
FXI icon
390
iShares China Large-Cap ETF
FXI
$4.22B
– –
-500
Closed -$16K
GDXJ icon
391
CALL
VanEck Junior Gold Miners ETF
GDXJ
$7.1B
– –
-19,500
Closed -$714K
GDXJ icon
392
VanEck Junior Gold Miners ETF
GDXJ
$7.1B
– –
-5,000
Closed -$183K
GFI icon
393
CALL
Gold Fields
GFI
$29.2B
– –
-25,000
Closed -$131K
GGB icon
394
Gerdau
GGB
$9.4B
– –
-9,450
Closed -$43K
GIFI
395
DELISTED
Gulf Island Fabrication
GIFI
– –
-7,500
Closed -$144K
GLD icon
396
CALL
SPDR Gold Trust
GLD
$132B
– –
-71,000
Closed -$8.46M
GNSS icon
397
Genasys
GNSS
$72.4M
– –
-48,000
Closed -$54K
GOOG icon
398
CALL
Alphabet (Google) Class C
GOOG
$4.02T
– –
-32,120
Closed -$704K
GRFS
399
Grifois
GRFS
$5.32B
– –
-10,130
Closed -$144K
GRPN icon
400
CALL
Groupon
GRPN
$1.04B
– –
-155
Closed -$27K
14 15
16
17 18

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OL
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NAM
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BC
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IWC
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RCI
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PCM
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GCP
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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.