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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
351
Omnicom Group
OMC
$23.5B
– –
-30,760
Closed -$1.95M
PBF icon
352
PBF Energy
PBF
$7.43B
– –
-727
Closed -$16K
PENN icon
353
CALL
PENN Entertainment
PENN
$2.83B
– –
-110,575
Closed -$1.38M
PENN icon
354
PENN Entertainment
PENN
$2.83B
– –
-44,230
Closed -$554K
PFE icon
355
CALL
Pfizer
PFE
$141B
– –
-89,063
Closed -$2.43M
PFE icon
356
Pfizer
PFE
$141B
– –
-7,062
Closed -$193K
PFX icon
357
PhenixFIN
PFX
$84.1M
– –
-2,590
Closed -$714K
PHG icon
358
Philips
PHG
$24.3B
– –
-3,319
Closed -$74K
PLCE icon
359
Children's Place
PLCE
$52.9M
– –
-500
Closed -$29K
PTEN icon
360
Patterson-UTI
PTEN
$3.57B
– –
-3,000
Closed -$64K
RGLD icon
361
CALL
Royal Gold
RGLD
$17.1B
– –
-19,000
Closed -$925K
RIG icon
362
Transocean
RIG
$5.84B
– –
-12,700
Closed -$565K
RRC icon
363
Range Resources
RRC
$8.85B
– –
-2,000
Closed -$152K
SAFT icon
364
Safety Insurance
SAFT
$1.51B
– –
-5,000
Closed -$265K
SAP icon
365
SAP
SAP
$200B
– –
-59,000
Closed -$4.36M
SBGI icon
366
Sinclair Inc
SBGI
$974M
– –
-3,600
Closed -$121K
SCI icon
367
Service Corp International
SCI
$11.4B
– –
-3,000
Closed -$56K
SLB icon
368
SLB Ltd
SLB
$76.5B
– –
-8,000
Closed -$707K
SLRC icon
369
SLR Investment Corp
SLRC
$705M
– –
-10,000
Closed -$222K
SNDA icon
370
Sonida Senior Living
SNDA
$2.03B
– –
-1,800
Closed -$571K
SOL
371
DELISTED
Emeren Group
SOL
– –
-5,105
Closed -$128K
SPY icon
372
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-250
Closed -$44.2K
STM icon
373
STMicroelectronics
STM
$47.7B
– –
-207,100
Closed -$1.91M
SU icon
374
CALL
Suncor Energy
SU
$75.6B
– –
-10,000
Closed -$358K
SWKS icon
375
Skyworks Solutions
SWKS
$9.54B
$0 ﹤0.01%
1
– –
13 14
15
16 17

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First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.