We are live on ! Find out more
FNYS

First New York Securities Portfolio holdings

AUM $53.7M Turnover 87.99%
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+18.04%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
-$11.5M
Cap. Flow
-$49.7M
Cap. Flow %
-32.85%
Top 10 Hldgs %
55.68%
Holding
370
New
158
Increased
31
Reduced
39
Closed
113
Avg Time Held Equity + Options
0.2 years
Top 10 Avg Time Held Equity + Options
0.1 years
Top 20 Avg Time Held Equity + Options
0.1 years
Avg Time Held Equity only
0.2 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.1 years

Top Buys

Rank Stock Value
1
FTI icon
TechnipFMC
FTI
+$8.83M
2
ITC
ITC HOLDINGS CORP
ITC
+$6.18M
3
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$5.52M
4
ALV icon
Autoliv
ALV
+$4.63M
5
PG icon
Procter & Gamble
PG
+$4.55M

Top Sells

Rank Stock Value
1
TE icon
TECO ENERGY INC
TE
+$31.9M
2
EMC icon
EMC CORPORATION
EMC
+$16.7M
3
SHPG
Shire pic
SHPG
+$16.4M
4
DWRE
DEMANDWARE INC COM STK (DE)
DWRE
+$9.01M
5
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$8.94M

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.12%
2 Technology 14.75%
3 Energy 11.05%
4 Healthcare 9.14%
5 Communication Services 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
EMC icon
326
DELISTED
EMC CORPORATION
EMC
– –
-613,716
Closed -$16.7M –
CSH
327
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-1,400
Closed -$59.7K –
AXLL
328
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-32,900
Closed -$1.07M –
HTWR
329
CALL
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-426
Closed -$888K –
DWA
330
CALL
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-500
Closed -$100K –
DWA
331
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-400
Closed -$16.3K –
FMD
332
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
– –
-7,500
Closed -$36.5K –
MESG
333
CALL
DELISTED
XURA INC COM (DE)
MESG
– –
-100
Closed -$68.9K –
MESG
334
DELISTED
XURA INC COM (DE)
MESG
– –
-8,900
Closed -$217K –
MKTO
335
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-147,200
Closed -$5.13M –
QLGC
336
DELISTED
QLOGIC CORP
QLGC
– –
-1,000
Closed -$14.7K –
RLOC
337
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
– –
-752,700
Closed -$3.42M –
FUR
338
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
– –
-1,182
Closed -$10.4K –
EXAM
339
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-21,000
Closed -$732K –
BNK
340
DELISTED
C1 FINL INC COM STK (FL)
BNK
– –
-9,018
Closed -$210K –
CPXX
341
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-252,691
Closed -$7.63M –
XNPT
342
CALL
DELISTED
XENOPORT, INC.
XNPT
– –
-100
Closed -$32K –
XNPT
343
DELISTED
XENOPORT, INC.
XNPT
– –
-485,378
Closed -$3.42M –
TE icon
344
DELISTED
TECO ENERGY INC
TE
– –
-1,155,300
Closed -$31.9M –
CPGX
345
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-153,801
Closed -$3.92M –
HNSN
346
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-500
Closed -$1.99K –
CAVM
347
DELISTED
Cavium, Inc.
CAVM
– –
-200
Closed -$7.72K –
HOT
348
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-120,864
Closed -$8.94M –
GG
349
DELISTED
Goldcorp Inc
GG
– –
-5,000
Closed -$95.7K –
NSU
350
DELISTED
Nevsun Resources Ltd.
NSU
– –
-108,400
Closed -$319K –
11 12 13
14
15

Similar funds

JPC
Jackson Park Capital Alpine, Utah $53.7M AUM 6.17% 1-Year Est. Return
OL
Orbitronix LP Newport Beach, California $54.2M AUM 17.92% 1-Year Est. Return
NAM
Nichols Asset Management Sudbury, Massachusetts $51M AUM 5.34% 1-Year Est. Return
BC
BHR Capital New York $48.6M AUM 3.78% 1-Year Est. Return
IWC
Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return
RCI
Redwood Capital Investments Hanover, Maryland $43.1M AUM 25.43% 1-Year Est. Return
PCM
Pyrrho Capital Management New York $66.5M AUM 7.14% 1-Year Est. Return
GCP
Glen Capital Partners Waltham, Massachusetts $68.9M AUM 21.81% 1-Year Est. Return

First New York Securities's Q3 2016 Portfolio in Review

As of Q3 2016, First New York Securities held 370 positions worth $151M, down 7.1% from $163M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

First New York Securities withdrew a net $49.7M in Q3 2016, closing 113 positions and reducing 39 holdings. Its most notable exit was TECO ENERGY INC, an estimated $31.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 34% of assets, up from 15% a quarter earlier, followed by Technology and Energy.

Against the trend, First New York Securities opened a new position in ITC HOLDINGS CORP worth $6.21M.

  • First New York Securities's largest Q3 2016 buy was ITC HOLDINGS CORP: 133,592 shares worth $6.21M.
  • First New York Securities added most to TechnipFMC in Q3 2016, an estimated $8.83M increase.
  • First New York Securities's biggest Q3 2016 reduction was Shire pic, cutting an estimated $16.4M.
  • First New York Securities fully exited TECO ENERGY INC in Q3 2016, selling an estimated $31.9M.
  • First New York Securities's ten largest holdings make up 56% of its $151M portfolio in Q3 2016.
  • First New York Securities opened 158 new positions and closed 113 in Q3 2016.
  • First New York Securities's portfolio value fell 7.1% quarter-over-quarter to $151M.

Based on First New York Securities's 13F filing for Q3 2016, filed 18 Oct 2016.