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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+18.04%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
-$11.5M
Cap. Flow
-$50.1M
Cap. Flow %
-33.14%
Top 10 Hldgs %
55.68%
Holding
370
New
158
Increased
31
Reduced
39
Closed
113

Top Buys

Rank Stock Value
1
FTI icon
TechnipFMC
FTI
+$8.83M
2
ITC
ITC HOLDINGS CORP
ITC
+$6.18M
3
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$5.52M
4
ALV icon
Autoliv
ALV
+$4.63M
5
PG icon
Procter & Gamble
PG
+$4.55M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$31.9M
2
EMC
EMC CORPORATION
EMC
+$16.7M
3
SHPG
Shire pic
SHPG
+$16.4M
4
DWRE
DEMANDWARE INC COM STK (DE)
DWRE
+$9.01M
5
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$8.94M

Sector Composition

Rank Sector Weight
1 Technology 12.74%
2 Energy 11.05%
3 Communication Services 8.06%
4 Consumer Discretionary 6.94%
5 Healthcare 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAGE
301
CALL
DELISTED
Sage Therapeutics
SAGE
– –
-20
Closed -$6.55K
SNY icon
302
Sanofi
SNY
$105B
– –
-1
Closed -$42
SO icon
303
Southern Company
SO
$106B
– –
-3,100
Closed -$166K
SONY icon
304
Sony
SONY
$124B
– –
-168,000
Closed -$986K
SPY icon
305
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$781B
– –
-950
Closed -$74.2K
SYNA icon
306
Synaptics
SYNA
$4.44B
– –
-1,000
Closed -$53.8K
SYY icon
307
Sysco
SYY
$38.6B
– –
-300
Closed -$15.2K
TD icon
308
Toronto Dominion Bank
TD
$199B
– –
-2,500
Closed -$107K
TLT icon
309
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.5B
– –
-50
Closed -$625
WLK icon
310
Westlake Corp
WLK
$9.85B
– –
-40
Closed -$1.72K
XEL icon
311
Xcel Energy
XEL
$49.1B
– –
-2,000
Closed -$89.6K
CNH
312
CNH Industrial
CNH
$12.8B
– –
-171,890
Closed -$1.07M
PHLT
313
DELISTED
Performant Healthcare Inc
PHLT
– –
-9,078
Closed -$14.7K
VMW
314
CALL
DELISTED
VMware, Inc
VMW
– –
-160
Closed -$16.8K
AMBC.WS
315
DELISTED
Ambac Financial Group
AMBC.WS
– –
-52,352
Closed -$391K
TCO
316
DELISTED
Taubman Centers Inc.
TCO
– –
-474
Closed -$35.2K
VER
317
DELISTED
VEREIT, Inc.
VER
– –
-200
Closed -$10.1K
AGN
318
DELISTED
Allergan plc
AGN
– –
-23
Closed -$5.32K
POT
319
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-47,442
Closed -$770K
ALR
320
CALL
DELISTED
Alere Inc
ALR
– –
-2
Closed -$135
MYCC
321
DELISTED
ClubCorp Holdings, Inc.
MYCC
– –
-11,900
Closed -$155K
WGBS
322
DELISTED
WaferGen Bio-systems, Inc.
WGBS
– –
-2,000
Closed -$8.21K
CVT
323
CALL
DELISTED
CVENT, INC.
CVT
– –
-35
Closed -$39K
FCS
324
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-4,900
Closed -$97.3K
REXI
325
DELISTED
RESOURCE AMERICA INC CL-A
REXI
– –
-400
Closed -$3.89K
11 12
13
14 15

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First New York Securities's Q3 2016 Portfolio in Review

As of Q3 2016, First New York Securities held 370 positions worth $151M, down 7.1% from $163M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

First New York Securities withdrew a net $50.1M in Q3 2016, closing 113 positions and reducing 39 holdings. Its most notable exit was TECO ENERGY INC, an estimated $31.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 19% a quarter earlier, followed by Energy and Communication Services.

Against the trend, First New York Securities opened a new position in ITC HOLDINGS CORP worth $6.21M.

  • First New York Securities's largest Q3 2016 buy was ITC HOLDINGS CORP: 133,592 shares worth $6.21M.
  • First New York Securities added most to TechnipFMC in Q3 2016, an estimated $8.83M increase.
  • First New York Securities's biggest Q3 2016 reduction was Shire pic, cutting an estimated $16.4M.
  • First New York Securities fully exited TECO ENERGY INC in Q3 2016, selling an estimated $31.9M.
  • First New York Securities's ten largest holdings make up 56% of its $151M portfolio in Q3 2016.
  • First New York Securities opened 158 new positions and closed 113 in Q3 2016.
  • First New York Securities's portfolio value fell 7.1% quarter-over-quarter to $151M.

Based on First New York Securities's 13F filing for Q3 2016, filed 18 Oct 2016.