First New York Securities’s Invesco QQQ Trust QQQ Stock Holding History

First New York Securities’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-750	Closed	-$89K	–	174
2016 Q3	$89K	Buy	+750	New	+$86.6K	0.06%	102
2014 Q4	–	Sell	-2,962	Closed	-$220K	–	498
2014 Q3	$220K	Buy	+2,962	New	+$289K	0.16%	115
2014 Q2	–	Sell	-1,150	Closed	-$103K	–	312
2014 Q1	$101K	Buy	+1,150	New	+$102K	0.05%	212
2013 Q3	–	Sell	-1,699	Closed	-$121K	–	446
2013 Q2	$121K	Buy	+1,699	New	+$121K	0.05%	232

Other funds holding QQQ

Svenska Handelsbanken Stockholm, Sweden $1.38M AUM 61.04% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Passport Capital San Francisco, California $394M AUM 50.67% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

First New York Securities's QQQ Position: Q4 2016 in Review

First New York Securities sold out of Invesco QQQ Trust (QQQ) in Q4 2016, closing a stake of 750 shares — an estimated $89K sold.

First New York Securities first reported a position in QQQ in Q2 2013 and held it in 4 quarters. The position peaked at $220K in Q3 2014. 851 funds tracked by Wall St. Rank hold QQQ as of Q4 2016.

First New York Securities reported no remaining Invesco QQQ Trust position as of Q4 2016 after selling out during the quarter.
First New York Securities sold 750 Invesco QQQ Trust shares in Q4 2016, an estimated $89K.
First New York Securities first reported a position in Invesco QQQ Trust in Q2 2013 and held it in 4 quarters.
First New York Securities's Invesco QQQ Trust position peaked at $220K in Q3 2014.
851 funds tracked by Wall St. Rank held Invesco QQQ Trust as of Q4 2016.

Based on First New York Securities's 13F filing for Q4 2016, filed 7 Feb 2017.