First Foundation Advisors’s NUVEEN SENIOR INCM FD NSL Stock Holding History

First Foundation Advisors’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-17,267	Closed	-$100K	–	375
2019 Q3	$100K	Sell	17,267 -59,904	-78%	-$347K	0.01%	349
2019 Q2	$458K	Buy	77,171 +29,487	+62%	+$173K	0.03%	235
2019 Q1	$277K	Buy	47,684 +37,615	+374%	+$219K	0.02%	280
2018 Q4	$55K	Buy	+10,069	New	+$59.2K	﹤0.01%	373

Other funds holding NSL

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

First Foundation Advisors's NSL Position: Q4 2019 in Review

First Foundation Advisors sold out of NUVEEN SENIOR INCM FD (NSL) in Q4 2019, closing a stake of 17,267 shares — an estimated $100K sold.

First Foundation Advisors first reported a position in NSL in Q4 2018 and held it in 4 quarters. The position peaked at $458K in Q2 2019. 68 funds tracked by Wall St. Rank hold NSL as of Q4 2019.

First Foundation Advisors reported no remaining NUVEEN SENIOR INCM FD position as of Q4 2019 after selling out during the quarter.
First Foundation Advisors sold 17,267 NUVEEN SENIOR INCM FD shares in Q4 2019, an estimated $100K.
First Foundation Advisors first reported a position in NUVEEN SENIOR INCM FD in Q4 2018 and held it in 4 quarters.
First Foundation Advisors's NUVEEN SENIOR INCM FD position peaked at $458K in Q2 2019.
68 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q4 2019.

Based on First Foundation Advisors's 13F filing for Q4 2019, filed 11 Feb 2020.