First Allied Asset Management’s Northern Trust NTRS Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-44,900	Closed	-$2.74M	–	193
2013 Q4	$2.74M	Buy	44,900 +300	+0.7%	+$18.3K	0.39%	87
2013 Q3	$2.37M	Buy	44,600 +3,100	+7%	+$165K	0.36%	90
2013 Q2	$2.45M	Buy	+41,500	New	+$2.45M	0.35%	90