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Northern Trust

504 hedge funds and large institutions have $11.9B invested in Northern Trust in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 152 increasing their positions, 200 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 36 (+3)

61% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 38

44% more call options, than puts

Call options by funds: $43.8M | Put options by funds: $30.4M

4% more funds holding

Funds holding: 483504 (+21)

4% less capital invested

Capital invested by funds: $12.4B → $11.9B (-$523M)

24% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 200

Holders
504
Holders Change
+21
Holders Change %
+4.35%
% of All Funds
14.63%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.17%
New
61
Increased
152
Reduced
200
Closed
38
Calls
$43.8M
Puts
$30.4M
Net Calls
+$13.4M
Net Calls Change
-$958K
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$1.04B -$13.3M -232,658 -1%
Northern Trust
2
Northern Trust
Illinois
$874M -$1.21M -21,132 -0.1%
Invesco
3
Invesco
Georgia
$673M +$22.8M +398,486 +4%
American Century Companies
4
American Century Companies
Missouri
$655M -$15.6M -272,070 -3%
State Street
5
State Street
Massachusetts
$654M +$13.5M +235,073 +2%
Vanguard Group
6
Vanguard Group
Pennsylvania
$630M +$5.32M +92,939 +0.9%
JP Morgan Chase
7
JP Morgan Chase
New York
$542M +$51.6M +900,359 +11%
BIT
8
BlackRock Institutional Trust
California
$367M -$4.07M -71,117 -1%
State Farm Mutual Automobile Insurance
9
State Farm Mutual Automobile Insurance
Illinois
$352M
Fidelity Investments
10
Fidelity Investments
Massachusetts
$300M +$74.5M +1,299,610 +37%
WRF
11
Waddell & Reed Financial
Kansas
$277M +$58.4M +1,020,122 +30%
Wells Fargo
12
Wells Fargo
California
$276M -$12.1M -211,196 -5%
VAM
13
Veritas Asset Management
United Kingdom
$234M
BFA
14
BlackRock Fund Advisors
California
$187M +$4.38M +76,407 +3%
Norges Bank
15
Norges Bank
Norway
$157M -$16.5M -288,767 -10%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$151M -$43.1M -753,120 -24%
EIP
17
Epoch Investment Partners
New York
$150M +$139M +2,419,434 New
Artisan Partners
18
Artisan Partners
Wisconsin
$143M +$2.78M +48,557 +2%
FC
19
Fairpointe Capital
Illinois
$136M +$1.13M +19,733 +0.9%
Goldman Sachs
20
Goldman Sachs
New York
$121M -$32.7M -570,893 -23%
BAM
21
Burgundy Asset Management
Ontario, Canada
$111M +$18.8M +328,733 +23%
Geode Capital Management
22
Geode Capital Management
Massachusetts
$105M +$4.74M +82,698 +5%
GI
23
GAMCO Investors
Connecticut
$104M -$1.14M -19,960 -1%
BG
24
BlackRock Group
United Kingdom
$97.9M -$13.9M -243,205 -13%
MCM
25
Munder Capital Management
Michigan
$93.9M -$939K -16,392 -1%

NTRS Hedge Fund Activity: Q4 2013 in Review

504 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Northern Trust (NTRS) for Q4 2013, worth a combined $11.9B — down 4.2% from $12.4B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new NTRS positions and 38 closed out — a net gain of 23 holders — while 152 added to existing stakes and 200 trimmed.

The largest buyer was Epoch Investment Partners, opening a new position worth an estimated $139M. The largest seller was Allianz Asset Management, cutting an estimated $66.6M.

  • 504 institutional investors held Northern Trust (NTRS) as of Q4 2013, up from 483 in Q3 2013.
  • Funds reported $11.9B of Northern Trust stock for Q4 2013, down 4.2% quarter-over-quarter.
  • 61 funds opened new Northern Trust positions in Q4 2013 and 38 closed out, a net change of +23 holders.
  • The largest Northern Trust buyer in Q4 2013 was Epoch Investment Partners, an estimated $139M added.
  • The largest Northern Trust seller in Q4 2013 was Allianz Asset Management, an estimated $66.6M sold.

Based on aggregated 13F filings for Q4 2013.