First Allied Advisory Services’s Qumu Corp. QUMU Stock Holding History

First Allied Advisory Services’s Portfolio QUMU Stock Details QUMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-51,500	Closed	-$431K	–	1060
2013 Q2	$431K	Buy	+51,500	New	+$433K	0.03%	539

Other funds holding QUMU

ICM

Invicta Capital Management New York $125M AUM 14.3% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

LAM

Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return

First Allied Advisory Services's QUMU Position: Q3 2013 in Review

First Allied Advisory Services sold out of Qumu Corp. (QUMU) in Q3 2013, closing a stake of 51,500 shares — an estimated $431K sold.

First Allied Advisory Services first reported a position in QUMU in Q2 2013 and held it in 1 quarter. The position peaked at $431K in Q2 2013. 18 funds tracked by Wall St. Rank hold QUMU as of Q3 2013.

First Allied Advisory Services reported no remaining Qumu Corp. position as of Q3 2013 after selling out during the quarter.
First Allied Advisory Services sold 51,500 Qumu Corp. shares in Q3 2013, an estimated $431K.
First Allied Advisory Services first reported a position in Qumu Corp. in Q2 2013 and held it in 1 quarter.
First Allied Advisory Services's Qumu Corp. position peaked at $431K in Q2 2013.
18 funds tracked by Wall St. Rank held Qumu Corp. as of Q3 2013.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.