First Allied Advisory Services’s iShares MSCI USA Small-Cap ETF MSML Stock Holding History

First Allied Advisory Services’s Portfolio MSML Stock Details MSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-13,288	Closed	-$429K	–	1031
2013 Q4	$429K	Sell	13,288 -41,224	-76%	-$1.28M	0.03%	545
2013 Q3	$1.62M	Sell	54,512 -54,796	-50%	-$1.59M	0.09%	220
2013 Q2	$3M	Buy	+109,308	New	+$2.98M	0.24%	125

Other funds holding MSML

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

PCM

Parsons Capital Management Providence, Rhode Island $2.21B AUM 28.12% 1-Year Est. Return

CIBC World Market Toronto, Ontario, Canada $62.3B AUM 44.64% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

First Allied Advisory Services's MSML Position: Q1 2014 in Review

First Allied Advisory Services sold out of iShares MSCI USA Small-Cap ETF (MSML) in Q1 2014, closing a stake of 13,288 shares — an estimated $429K sold.

First Allied Advisory Services first reported a position in MSML in Q2 2013 and held it in 3 quarters. The position peaked at $3M in Q2 2013. 38 funds tracked by Wall St. Rank hold MSML as of Q1 2014.

First Allied Advisory Services reported no remaining iShares MSCI USA Small-Cap ETF position as of Q1 2014 after selling out during the quarter.
First Allied Advisory Services sold 13,288 iShares MSCI USA Small-Cap ETF shares in Q1 2014, an estimated $429K.
First Allied Advisory Services first reported a position in iShares MSCI USA Small-Cap ETF in Q2 2013 and held it in 3 quarters.
First Allied Advisory Services's iShares MSCI USA Small-Cap ETF position peaked at $3M in Q2 2013.
38 funds tracked by Wall St. Rank held iShares MSCI USA Small-Cap ETF as of Q1 2014.

Based on First Allied Advisory Services's 13F filing for Q1 2014, filed 15 May 2014.