First Allied Advisory Services’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

First Allied Advisory Services’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-38,178	Closed	-$1.87M	–	1086
2019 Q4	$1.87M	Sell	38,178 -9,632	-20%	-$457K	0.06%	327
2019 Q3	$2.23M	Sell	47,810 -5,604	-10%	-$255K	0.08%	278
2019 Q2	$2.43M	Sell	53,414 -94,485	-64%	-$4.25M	0.08%	266
2019 Q1	$6.59M	Buy	147,899 +10,113	+7%	+$442K	0.23%	103
2018 Q4	$5.82M	Buy	137,786 +9,993	+8%	+$454K	0.23%	108
2018 Q3	$6.05M	Buy	127,793 +11,964	+10%	+$568K	0.21%	122
2018 Q2	$5.37M	Buy	115,829 +73,130	+171%	+$3.35M	0.2%	129
2018 Q1	$1.94M	Buy	+42,699	New	+$1.97M	0.07%	295

Other funds holding CDC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

GWAG

Garrett Wealth Advisory Group Weatherford, Texas $562M AUM 16.6% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

First Allied Advisory Services's CDC Position: Q1 2020 in Review

First Allied Advisory Services sold out of VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) in Q1 2020, closing a stake of 38,178 shares — an estimated $1.87M sold.

First Allied Advisory Services first reported a position in CDC in Q1 2018 and held it in 8 quarters. The position peaked at $6.59M in Q1 2019. 58 funds tracked by Wall St. Rank hold CDC as of Q1 2020.

First Allied Advisory Services reported no remaining VictoryShares US EQ Income Enhanced Volatility Wtd ETF position as of Q1 2020 after selling out during the quarter.
First Allied Advisory Services sold 38,178 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q1 2020, an estimated $1.87M.
First Allied Advisory Services first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q1 2018 and held it in 8 quarters.
First Allied Advisory Services's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $6.59M in Q1 2019.
58 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q1 2020.

Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.