Falcon Point Capital’s STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh STT.PRC.CL Stock Holding History

Falcon Point Capital’s Portfolio STT.PRC.CL Stock Details STT.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-20,000	Closed	-$460K	–	114
2014 Q3	$460K	Hold	20,000	–	–	0.39%	99
2014 Q2	$463K	Hold	20,000	–	–	0.47%	85
2014 Q1	$450K	Hold	20,000	–	–	0.43%	87
2013 Q4	$414K	Hold	20,000	–	–	0.4%	92
2013 Q3	$409K	Hold	20,000	–	–	0.44%	85
2013 Q2	$500K	Buy	+20,000	New	+$504K	0.55%	73

Other funds holding STT.PRC.CL

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

FBB

Fulton Breakefield Broenniman Bethesda, Maryland $1.7B AUM 23.97% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

NERM

New England Research & Management Chicago, Illinois $257M AUM 25.66% 1-Year Est. Return

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

MPWT

MassMutual Private Wealth & Trust Windsor, Connecticut $3.87B AUM 24.64% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $22.7B AUM

Falcon Point Capital's STT.PRC.CL Position: Q4 2014 in Review

Falcon Point Capital sold out of STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh (STT.PRC.CL) in Q4 2014, closing a stake of 20,000 shares — an estimated $460K sold.

Falcon Point Capital first reported a position in STT.PRC.CL in Q2 2013 and held it in 6 quarters. The position peaked at $500K in Q2 2013. 8 funds tracked by Wall St. Rank hold STT.PRC.CL as of Q4 2014.

Falcon Point Capital reported no remaining STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh position as of Q4 2014 after selling out during the quarter.
Falcon Point Capital sold 20,000 STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh shares in Q4 2014, an estimated $460K.
Falcon Point Capital first reported a position in STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh in Q2 2013 and held it in 6 quarters.
Falcon Point Capital's STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh position peaked at $500K in Q2 2013.
8 funds tracked by Wall St. Rank held STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh as of Q4 2014.

Based on Falcon Point Capital's 13F filing for Q4 2014, filed 26 Jan 2015.