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EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$584M
Cap. Flow
+$568M
Cap. Flow %
30.25%
Top 10 Hldgs %
54.02%
Holding
162
New
67
Increased
14
Reduced
15
Closed
59

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.5M
2
CMG icon
Chipotle Mexican Grill
CMG
+$9.83M
3
GS icon
Goldman Sachs
GS
+$8.78M
4
PANW icon
Palo Alto Networks
PANW
+$8.61M
5
SCHW
Charles Schwab
SCHW
+$8.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$39.6M
2
CSCO icon
Cisco
CSCO
+$15.1M
3
TWTR
Twitter, Inc.
TWTR
+$14.7M
4
META icon
Meta Platforms (Facebook)
META
+$14.7M
5
MSFT icon
Microsoft
MSFT
+$14.5M

Sector Composition

Rank Sector Weight
1 Financials 8.76%
2 Technology 5.8%
3 Consumer Discretionary 2.56%
4 Communication Services 2.02%
5 Industrials 1.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$493M 26.24%
2,500,000
+1,500,000
+150% +$297M
IWM icon
2
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$137M 7.28%
+1,250,000
New +$143M
QQQ icon
3
PUT
Invesco QQQ Trust
QQQ
$455B
$98.8M 5.26%
+1,000,000
New +$97.4M
MNK
4
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$91.1M 4.85%
+1,010,000
New +$79M
META icon
5
PUT
Meta Platforms (Facebook)
META
$1.51T
$39.5M 2.11%
+500,000
New +$36.7M
PRU icon
6
CALL
Prudential Financial
PRU
$41.7B
$35.2M 1.87%
+400,000
New +$35.8M
BLK icon
7
PUT
Blackrock
BLK
$164B
$32.8M 1.75%
100,000
– –
PFE icon
8
CALL
Pfizer
PFE
$140B
$29.6M 1.58%
1,054,000
+585,708
+125% +$16.4M
GOOG icon
9
CALL
Alphabet (Google) Class C
GOOG
$3.9T
$29.4M 1.57%
+1,002,746
New +$29M
MMM icon
10
PUT
3M
MMM
$89B
$28.3M 1.51%
+239,200
New +$28.8M
GE icon
11
PUT
GE Aerospace
GE
$367B
$25.6M 1.37%
+208,662
New +$26M
CAT icon
12
PUT
Caterpillar
CAT
$409B
$24.8M 1.32%
250,000
– –
UPS icon
13
PUT
United Parcel Service
UPS
$97.6B
$24.6M 1.31%
+250,000
New +$24.8M
NFLX icon
14
PUT
Netflix
NFLX
$292B
$22.6M 1.2%
+3,500,000
New +$22.7M
DFS
15
DELISTED
Discover Financial Services
DFS
$22.5M 1.2%
350,000
-50,000
-13% -$3.13M
IBM icon
16
PUT
IBM
IBM
$202B
$19M 1.01%
104,600
– –
AIG icon
17
American International
AIG
$41.9B
$18.9M 1.01%
350,000
+150,000
+75% +$8.19M
GS icon
18
CALL
Goldman Sachs
GS
$313B
$18.4M 0.98%
+100,000
New +$17.6M
YHOO
19
DELISTED
Yahoo Inc
YHOO
$18.3M 0.98%
450,000
+200,000
+80% +$7.5M
EXPE icon
20
Expedia Group
EXPE
$31.2B
$17.5M 0.93%
200,000
-25,000
-11% -$2.1M
INTU icon
21
Intuit
INTU
$81.1B
$17.3M 0.92%
197,500
+82,500
+72% +$6.85M
A icon
22
CALL
Agilent Technologies
A
$39.1B
$17.1M 0.91%
+419,400
New +$17.1M
AMTD
23
DELISTED
TD Ameritrade Holding Corp
AMTD
$16.7M 0.89%
500,000
-50,000
-9% -$1.62M
WDAY icon
24
PUT
Workday
WDAY
$33.4B
$16.5M 0.88%
+200,000
New +$17.1M
VOYA icon
25
Voya Financial
VOYA
$8.94B
$15.6M 0.83%
400,000
-56,861
-12% -$2.16M
1
2 3 4 5

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DCM
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AFWA
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EDRS
Edmond de Rothschild (Suisse) Geneva, Switzerland $325M AUM 9.15% 1-Year Est. Return
AT
Acadia Trust Portland, Maine $330M AUM 22.42% 1-Year Est. Return
ACM
Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return
MHAM
Monroe Hall Asset Management New York $345M AUM 6.84% 1-Year Est. Return
ZBI
Ziff Brothers Investments New York $267M AUM 49.36% 1-Year Est. Return
TI
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Espalier Global Management's Q3 2014 Portfolio in Review

As of Q3 2014, Espalier Global Management held 162 positions worth $1.88B, up 45% from $1.29B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Espalier Global Management deployed $568M of net new capital in Q3 2014, opening 67 new positions and adding to 14 existing holdings. Its largest new stake was Alphabet (Google) Class C: 501,373 shares worth $14.7M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Cisco, an estimated $15.1M trimmed.

  • Espalier Global Management's largest Q3 2014 buy was Alphabet (Google) Class C: 501,373 shares worth $14.7M.
  • Espalier Global Management added most to Charles Schwab in Q3 2014, an estimated $8.49M increase.
  • Espalier Global Management's biggest Q3 2014 reduction was Cisco, cutting an estimated $15.1M.
  • Espalier Global Management fully exited Apple in Q3 2014, selling an estimated $39.6M.
  • Espalier Global Management's ten largest holdings make up 54% of its $1.88B portfolio in Q3 2014.
  • Espalier Global Management opened 67 new positions and closed 59 in Q3 2014.
  • Espalier Global Management's portfolio value rose 45% quarter-over-quarter to $1.88B.

Based on Espalier Global Management's 13F filing for Q3 2014, filed 14 Nov 2014.