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EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+18.39%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$942M
AUM Growth
-$481M
Cap. Flow
-$600M
Cap. Flow %
-63.64%
Top 10 Hldgs %
35.5%
Holding
130
New
45
Increased
10
Reduced
24
Closed
47

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$13M
2
TIBX
TIBCO SOFTWARE INC
TIBX
+$12.5M
3
A icon
Agilent Technologies
A
+$11.7M
4
INTC icon
Intel
INTC
+$11.5M
5
NWSA icon
News Corp Class A
NWSA
+$11.2M

Top Sells

Rank Stock Value
1
TIVO
TIVO INC
TIVO
+$26.3M
2
P
Pandora Media Inc
P
+$16.6M
3
MSFT icon
Microsoft
MSFT
+$14.2M
4
CSCO icon
Cisco
CSCO
+$13.4M
5
NWSA
NEWS CORPORATION CL-A
NWSA
+$12.7M

Sector Composition

Rank Sector Weight
1 Financials 17.25%
2 Technology 13.63%
3 Communication Services 6.41%
4 Industrials 4.72%
5 Energy 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
1
PUT
IBM
IBM
$202B
$74.1M 7.86%
418,400
+104,600
+33% +$19M
YHOO
2
DELISTED
Yahoo Inc
YHOO
$41.5M 4.4%
1,250,000
-50,000
-4% -$1.41M
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$33.6M 3.57%
200,000
-1,373,600
-87% -$230M
DFS
4
DELISTED
Discover Financial Services
DFS
$31.6M 3.35%
625,000
-152,777
-20% -$7.64M
AIG icon
5
American International
AIG
$41.9B
$26.7M 2.84%
550,000
-50,000
-8% -$2.38M
IWM icon
6
PUT
iShares Russell 2000 ETF
IWM
$80.9B
$26.7M 2.83%
250,000
-750,000
-75% -$77.6M
AMRN
7
CALL
Amarin Corp
AMRN
$284M
$25.3M 2.68%
200,000
+92,625
+86% +$11.1M
BEN icon
8
PUT
Franklin Resources
BEN
$16.9B
$25.3M 2.68%
500,000
-596,200
-54% -$28.8M
A icon
9
CALL
Agilent Technologies
A
$39.1B
$25M 2.65%
682,224
– –
TIVO
10
DELISTED
TIVO INC
TIVO
$24.9M 2.64%
2,000,600
-2,275,058
-53% -$26.3M
AMTD
11
DELISTED
TD Ameritrade Holding Corp
AMTD
$23.6M 2.5%
900,000
-275,000
-23% -$7.31M
DGI
12
DELISTED
DigitalGlobe Inc.
DGI
$21.3M 2.26%
675,000
-102,777
-13% -$3.29M
DAL icon
13
Delta Air Lines
DAL
$55.9B
$20.4M 2.17%
865,000
+265,000
+44% +$5.52M
GOOG icon
14
Alphabet (Google) Class C
GOOG
$3.9T
$19.7M 2.09%
903,373
-361,310
-29% -$7.98M
CA
15
DELISTED
CA, Inc.
CA
$19.6M 2.08%
660,000
+29,271
+5% +$877K
TIBX
16
DELISTED
TIBCO SOFTWARE INC
TIBX
$19.2M 2.04%
750,000
+525,000
+233% +$12.5M
META icon
17
Meta Platforms (Facebook)
META
$1.51T
$17.6M 1.87%
+350,000
New +$13M
ETFC
18
DELISTED
E*Trade Financial Corporation
ETFC
$17.3M 1.84%
1,050,000
+200,000
+24% +$2.98M
CAT icon
19
PUT
Caterpillar
CAT
$409B
$16.7M 1.77%
+200,000
New +$16.9M
EBAY icon
20
PUT
eBay
EBAY
$48.6B
$13.9M 1.48%
+594,000
New +$13.3M
BLK icon
21
PUT
Blackrock
BLK
$164B
$13.5M 1.44%
50,000
-100,000
-67% -$27.2M
ORLY icon
22
PUT
O'Reilly Automotive
ORLY
$72.4B
$12.8M 1.35%
+1,500,000
New +$12.3M
A icon
23
Agilent Technologies
A
$39.1B
$12.7M 1.35%
+347,123
New +$11.7M
CIT
24
DELISTED
CIT Group Inc.
CIT
$12.2M 1.29%
250,000
– –
BB icon
25
BlackBerry
BB
$5.01B
$11.6M 1.23%
1,454,900
-243,862
-14% -$2.37M
1
2 3 4 5

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Espalier Global Management's Q3 2013 Portfolio in Review

As of Q3 2013, Espalier Global Management held 130 positions worth $942M, down 34% from $1.42B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Espalier Global Management withdrew a net $600M in Q3 2013, closing 47 positions and reducing 24 holdings. Its most notable exit was Pandora Media Inc, an estimated $16.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 12% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Espalier Global Management opened a new position in Meta Platforms (Facebook) worth $17.6M.

  • Espalier Global Management's largest Q3 2013 buy was Meta Platforms (Facebook): 350,000 shares worth $17.6M.
  • Espalier Global Management added most to TIBCO SOFTWARE INC in Q3 2013, an estimated $12.5M increase.
  • Espalier Global Management's biggest Q3 2013 reduction was TIVO INC, cutting an estimated $26.3M.
  • Espalier Global Management fully exited Pandora Media Inc in Q3 2013, selling an estimated $16.6M.
  • Espalier Global Management's ten largest holdings make up 36% of its $942M portfolio in Q3 2013.
  • Espalier Global Management opened 45 new positions and closed 47 in Q3 2013.
  • Espalier Global Management's portfolio value fell 34% quarter-over-quarter to $942M.

Based on Espalier Global Management's 13F filing for Q3 2013, filed 14 Nov 2013.