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EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$601M
AUM Growth
-$1.28B
Cap. Flow
-$1.32B
Cap. Flow %
-220.13%
Top 10 Hldgs %
47.18%
Holding
147
New
44
Increased
4
Reduced
29
Closed
70

Top Buys

Rank Stock Value
1
COF icon
Capital One
COF
+$6.47M
2
WT icon
WisdomTree
WT
+$6.22M
3
PRU icon
Prudential Financial
PRU
+$5.24M
4
APO icon
Apollo Global Management
APO
+$5.19M
5
LGF
Lions Gate Entertainment
LGF
+$4.91M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.7M
2
BAC icon
Bank of America
BAC
+$11.9M
3
DAL icon
Delta Air Lines
DAL
+$11.7M
4
DFS
Discover Financial Services
DFS
+$11.1M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$11M

Sector Composition

Rank Sector Weight
1 Financials 18.09%
2 Consumer Discretionary 7.35%
3 Technology 6.76%
4 Energy 2.19%
5 Communication Services 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYL icon
126
CALL
Xylem
XYL
$28.6B
– –
-250,000
Closed -$8.87M
ZION icon
127
CALL
Zions Bancorporation
ZION
$10B
– –
-500,000
Closed -$14.5M
CPAY icon
128
PUT
Corpay
CPAY
$24.8B
– –
-50,000
Closed -$7.11M
INFN
129
DELISTED
Infinera Corporation Common Stock
INFN
– –
-225,000
Closed -$2.4M
SIX
130
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-250,000
Closed -$8.6M
NXGN
131
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-150,000
Closed -$2.07M
LTRPA
132
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-175,000
Closed -$5.93M
TWTR
133
DELISTED
Twitter, Inc.
TWTR
– –
-150,000
Closed -$7.74M
NAV
134
CALL
DELISTED
Navistar International
NAV
– –
-200,000
Closed -$6.58M
LVLT
135
DELISTED
Level 3 Communications Inc
LVLT
– –
-225,000
Closed -$10.3M
JNS
136
DELISTED
Janus Capital Group Inc
JNS
– –
-300,000
Closed -$4.36M
VMEM
137
DELISTED
VIOLIN MEMORY, INC.
VMEM
– –
-187,500
Closed -$3.65M
SUNE
138
DELISTED
SUNEDISON, INC COM
SUNE
– –
-350,000
Closed -$6.61M
HUB.B
139
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-30,000
Closed -$3.62M
SIAL
140
PUT
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-100,000
Closed -$13.6M
AOL
141
CALL
DELISTED
AOL INC COMMON STOCK
AOL
– –
-100,000
Closed -$4.5M
GTAT
142
PUT
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-250,000
Closed -$2.71M
WWAV
143
DELISTED
The WhiteWave Foods Company
WWAV
– –
-100,000
Closed -$3.63M
QLIK
144
CALL
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-100,000
Closed -$2.7M
QLIK
145
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
– –
-375,000
Closed -$10.1M
DO
146
CALL
DELISTED
Diamond Offshore Drilling
DO
– –
-200,000
Closed -$6.85M
RHT
147
DELISTED
Red Hat Inc
RHT
– –
-125,000
Closed -$7.02M
2 3 4 5
6

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AFWA
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EDRS
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AT
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ACM
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MHAM
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ZBI
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TI
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Espalier Global Management's Q4 2014 Portfolio in Review

As of Q4 2014, Espalier Global Management held 147 positions worth $601M, down 68% from $1.88B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Espalier Global Management withdrew a net $1.32B in Q4 2014, closing 70 positions and reducing 29 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 8.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Espalier Global Management opened a new position in Capital One worth $6.56M.

  • Espalier Global Management's largest Q4 2014 buy was Capital One: 79,500 shares worth $6.56M.
  • Espalier Global Management added most to Fortinet in Q4 2014, an estimated $3.37M increase.
  • Espalier Global Management's biggest Q4 2014 reduction was Discover Financial Services, cutting an estimated $11.1M.
  • Espalier Global Management fully exited Alphabet (Google) Class C in Q4 2014, selling an estimated $14.7M.
  • Espalier Global Management's ten largest holdings make up 47% of its $601M portfolio in Q4 2014.
  • Espalier Global Management opened 44 new positions and closed 70 in Q4 2014.
  • Espalier Global Management's portfolio value fell 68% quarter-over-quarter to $601M.

Based on Espalier Global Management's 13F filing for Q4 2014, filed 17 Feb 2015.