We are live on ! Find out more
EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$601M
AUM Growth
-$1.28B
Cap. Flow
-$1.32B
Cap. Flow %
-220.13%
Top 10 Hldgs %
47.18%
Holding
147
New
44
Increased
4
Reduced
29
Closed
70

Top Buys

Rank Stock Value
1
COF icon
Capital One
COF
+$6.47M
2
WT icon
WisdomTree
WT
+$6.22M
3
PRU icon
Prudential Financial
PRU
+$5.24M
4
APO icon
Apollo Global Management
APO
+$5.19M
5
LGF
Lions Gate Entertainment
LGF
+$4.91M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.7M
2
BAC icon
Bank of America
BAC
+$11.9M
3
DAL icon
Delta Air Lines
DAL
+$11.7M
4
DFS
Discover Financial Services
DFS
+$11.1M
5
AMTD
TD Ameritrade Holding Corp
AMTD
+$11M

Sector Composition

Rank Sector Weight
1 Financials 18.09%
2 Consumer Discretionary 7.35%
3 Technology 6.76%
4 Energy 2.19%
5 Communication Services 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPG
101
CALL
DELISTED
Interpublic Group of Companies
IPG
– –
-439,900
Closed -$8.06M
IPG
102
DELISTED
Interpublic Group of Companies
IPG
– –
-250,000
Closed -$4.58M
ITW icon
103
PUT
Illinois Tool Works
ITW
$82B
– –
-150,000
Closed -$12.7M
JPM icon
104
CALL
JPMorgan Chase
JPM
$944B
– –
-200,000
Closed -$12M
JPM icon
105
JPMorgan Chase
JPM
$944B
– –
-150,000
Closed -$9.04M
LYV icon
106
CALL
Live Nation Entertainment
LYV
$41.6B
– –
-300,000
Closed -$7.21M
MAT icon
107
CALL
Mattel
MAT
$4.29B
– –
-200,000
Closed -$6.13M
MD icon
108
PUT
Pediatrix Medical
MD
$2.16B
– –
-70,000
Closed -$3.84M
META icon
109
PUT
Meta Platforms (Facebook)
META
$1.51T
– –
-500,000
Closed -$39.5M
MMM icon
110
PUT
3M
MMM
$91B
– –
-239,200
Closed -$28.3M
MS icon
111
CALL
Morgan Stanley
MS
$332B
– –
-125,000
Closed -$4.32M
MSFT icon
112
Microsoft
MSFT
$2.93T
– –
-225,000
Closed -$10.4M
NFLX icon
113
PUT
Netflix
NFLX
$295B
– –
-3,500,000
Closed -$22.6M
NOK icon
114
Nokia
NOK
$50.3B
– –
-800,000
Closed -$6.77M
PFE icon
115
CALL
Pfizer
PFE
$141B
– –
-1,054,000
Closed -$29.6M
PRU icon
116
CALL
Prudential Financial
PRU
$42.2B
– –
-400,000
Closed -$35.2M
QQQ icon
117
PUT
Invesco QQQ Trust
QQQ
$447B
– –
-1,000,000
Closed -$98.8M
SCHW
118
CALL
Charles Schwab
SCHW
$180B
– –
-250,000
Closed -$7.35M
TXRH icon
119
Texas Roadhouse
TXRH
$13.2B
– –
-100,000
Closed -$2.78M
UAL icon
120
United Airlines
UAL
$38.6B
– –
-175,000
Closed -$8.19M
UPS icon
121
PUT
United Parcel Service
UPS
$95.9B
– –
-250,000
Closed -$24.6M
URBN icon
122
CALL
Urban Outfitters
URBN
$6.24B
– –
-200,000
Closed -$7.34M
VECO icon
123
Veeco
VECO
$2.92B
– –
-300,000
Closed -$10.5M
WDAY icon
124
PUT
Workday
WDAY
$37B
– –
-200,000
Closed -$16.5M
XLF icon
125
CALL
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
– –
-569,573
Closed -$11.6M
2 3 4
5
6

Similar funds

DCM
Dulcet Capital Management New York $311M AUM 24.02% 1-Year Est. Return
AFWA
Ancora Family Wealth Advisors Cleveland, Ohio $293M AUM 15.45% 1-Year Est. Return
EDRS
Edmond de Rothschild (Suisse) Geneva, Switzerland $325M AUM 9.15% 1-Year Est. Return
AT
Acadia Trust Portland, Maine $330M AUM 22.42% 1-Year Est. Return
ACM
Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return
MHAM
Monroe Hall Asset Management New York $345M AUM 6.84% 1-Year Est. Return
ZBI
Ziff Brothers Investments New York $267M AUM 49.36% 1-Year Est. Return
TI
Tyrian Investments New York $260M AUM 1.94% 1-Year Est. Return

Espalier Global Management's Q4 2014 Portfolio in Review

As of Q4 2014, Espalier Global Management held 147 positions worth $601M, down 68% from $1.88B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Espalier Global Management withdrew a net $1.32B in Q4 2014, closing 70 positions and reducing 29 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 8.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Espalier Global Management opened a new position in Capital One worth $6.56M.

  • Espalier Global Management's largest Q4 2014 buy was Capital One: 79,500 shares worth $6.56M.
  • Espalier Global Management added most to Fortinet in Q4 2014, an estimated $3.37M increase.
  • Espalier Global Management's biggest Q4 2014 reduction was Discover Financial Services, cutting an estimated $11.1M.
  • Espalier Global Management fully exited Alphabet (Google) Class C in Q4 2014, selling an estimated $14.7M.
  • Espalier Global Management's ten largest holdings make up 47% of its $601M portfolio in Q4 2014.
  • Espalier Global Management opened 44 new positions and closed 70 in Q4 2014.
  • Espalier Global Management's portfolio value fell 68% quarter-over-quarter to $601M.

Based on Espalier Global Management's 13F filing for Q4 2014, filed 17 Feb 2015.