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EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$584M
Cap. Flow
+$568M
Cap. Flow %
30.25%
Top 10 Hldgs %
54.02%
Holding
162
New
67
Increased
14
Reduced
15
Closed
59

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.5M
2
CMG icon
Chipotle Mexican Grill
CMG
+$9.83M
3
GS icon
Goldman Sachs
GS
+$8.78M
4
PANW icon
Palo Alto Networks
PANW
+$8.61M
5
SCHW
Charles Schwab
SCHW
+$8.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$39.6M
2
CSCO icon
Cisco
CSCO
+$15.1M
3
TWTR
Twitter, Inc.
TWTR
+$14.7M
4
META icon
Meta Platforms (Facebook)
META
+$14.7M
5
MSFT icon
Microsoft
MSFT
+$14.5M

Sector Composition

Rank Sector Weight
1 Financials 8.76%
2 Technology 5.8%
3 Consumer Discretionary 2.56%
4 Communication Services 2.02%
5 Industrials 1.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFN
101
DELISTED
Infinera Corporation Common Stock
INFN
$2.4M 0.13%
+225,000
New +$2.2M
NXGN
102
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$2.07M 0.11%
+150,000
New +$2.28M
ABUS icon
103
Arbutus Biopharma
ABUS
$877M
$1.06M 0.06%
+50,000
New +$816K
AAL icon
104
CALL
American Airlines Group
AAL
$9.7B
– –
-200,000
Closed -$8.59M
AAL icon
105
American Airlines Group
AAL
$9.7B
– –
-325,000
Closed -$14M
AAPL icon
106
Apple
AAPL
$4.94T
– –
-1,705,024
Closed -$39.6M
ALLY icon
107
CALL
Ally Financial
ALLY
$13.2B
– –
-100,000
Closed -$2.39M
ALLY icon
108
Ally Financial
ALLY
$13.2B
– –
-475,000
Closed -$11.4M
OSG
109
Octave Specialty Group
OSG
$257M
– –
-225,000
Closed -$6.14M
BEN icon
110
CALL
Franklin Resources
BEN
$17.2B
– –
-100,000
Closed -$5.78M
BFH icon
111
CALL
Bread Financial
BFH
$4.32B
– –
-97,108
Closed -$21.8M
BRKR icon
112
CALL
Bruker
BRKR
$9.19B
– –
-116,800
Closed -$2.83M
BX icon
113
CALL
Blackstone
BX
$104B
– –
-305,700
Closed -$10M
CSCO icon
114
PUT
Cisco
CSCO
$448B
– –
-800,000
Closed -$19.9M
DAL icon
115
CALL
Delta Air Lines
DAL
$56.9B
– –
-150,000
Closed -$5.81M
DKS icon
116
Dick's Sporting Goods
DKS
$18.4B
– –
-200,000
Closed -$9.31M
ERIC icon
117
PUT
Ericsson
ERIC
$31.5B
– –
-74,200
Closed -$896K
GDOT icon
118
CALL
Green Dot
GDOT
$746M
– –
-250,000
Closed -$4.75M
GRMN
119
CALL
Garmin
GRMN
$46.5B
– –
-100,000
Closed -$6.09M
GRMN
120
Garmin
GRMN
$46.5B
– –
-160,000
Closed -$9.74M
GTLS
121
DELISTED
Chart Industries
GTLS
– –
-75,000
Closed -$6.21M
META icon
122
Meta Platforms (Facebook)
META
$1.52T
– –
-200,000
Closed -$14.7M
MSFT icon
123
PUT
Microsoft
MSFT
$2.91T
– –
-500,000
Closed -$20.9M
MU icon
124
Micron Technology
MU
$981B
– –
-125,000
Closed -$4.12M
NAVI icon
125
Navient
NAVI
$805M
– –
-250,000
Closed -$4.43M
3 4
5
6 7

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AFWA
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EDRS
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AT
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ACM
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MHAM
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ZBI
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TI
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Espalier Global Management's Q3 2014 Portfolio in Review

As of Q3 2014, Espalier Global Management held 162 positions worth $1.88B, up 45% from $1.29B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Espalier Global Management deployed $568M of net new capital in Q3 2014, opening 67 new positions and adding to 14 existing holdings. Its largest new stake was Alphabet (Google) Class C: 501,373 shares worth $14.7M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Cisco, an estimated $15.1M trimmed.

  • Espalier Global Management's largest Q3 2014 buy was Alphabet (Google) Class C: 501,373 shares worth $14.7M.
  • Espalier Global Management added most to Charles Schwab in Q3 2014, an estimated $8.49M increase.
  • Espalier Global Management's biggest Q3 2014 reduction was Cisco, cutting an estimated $15.1M.
  • Espalier Global Management fully exited Apple in Q3 2014, selling an estimated $39.6M.
  • Espalier Global Management's ten largest holdings make up 54% of its $1.88B portfolio in Q3 2014.
  • Espalier Global Management opened 67 new positions and closed 59 in Q3 2014.
  • Espalier Global Management's portfolio value rose 45% quarter-over-quarter to $1.88B.

Based on Espalier Global Management's 13F filing for Q3 2014, filed 14 Nov 2014.