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EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+17.3%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
+$99.7M
Cap. Flow
-$3.01M
Cap. Flow %
-0.29%
Top 10 Hldgs %
31.04%
Holding
144
New
61
Increased
12
Reduced
18
Closed
48

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$21M
2
C icon
Citigroup
C
+$20.2M
3
MSFT icon
Microsoft
MSFT
+$14.5M
4
SCHW
Charles Schwab
SCHW
+$14.3M
5
TRIP icon
TripAdvisor
TRIP
+$12.3M

Top Sells

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$25.1M
2
TIVO
TIVO INC
TIVO
+$24.9M
3
CA
CA, Inc.
CA
+$19.6M
4
TIBX
TIBCO SOFTWARE INC
TIBX
+$19.2M
5
DGI
DigitalGlobe Inc.
DGI
+$17.4M

Sector Composition

Rank Sector Weight
1 Financials 21.12%
2 Technology 10.13%
3 Communication Services 8.87%
4 Industrials 5.7%
5 Consumer Discretionary 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAP icon
76
SAP
SAP
$200B
$4.36M 0.42%
+50,000
New +$3.98M
WU icon
77
Western Union
WU
$2.55B
$4.31M 0.41%
+250,000
New +$4.38M
SINA
78
DELISTED
Sina Corp
SINA
$4.21M 0.4%
+50,000
New +$4.09M
OUTR
79
DELISTED
OUTERWALL INC
OUTR
$4.04M 0.39%
+60,000
New +$3.91M
CVLT icon
80
PUT
Commault Systems
CVLT
$6.19B
$3.74M 0.36%
50,000
– –
JNPR
81
DELISTED
Juniper Networks
JNPR
$3.72M 0.36%
+165,000
New +$3.35M
TVTY
82
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$3.3M 0.32%
215,000
+15,000
+8% +$213K
DRIV
83
DELISTED
DIGITAL RIVER INC.
DRIV
$3.23M 0.31%
+175,000
New +$3.13M
MWW
84
CALL
DELISTED
Monster Worldwide Inc
MWW
$2.85M 0.27%
+400,000
New +$2.09M
CIT
85
CALL
DELISTED
CIT Group Inc.
CIT
$2.61M 0.25%
50,000
-50,000
-50% -$2.48M
SCHW
86
PUT
Charles Schwab
SCHW
$181B
$2.6M 0.25%
100,000
– –
PBI icon
87
CALL
Pitney Bowes
PBI
$2.46B
$2.33M 0.22%
100,000
-100,000
-50% -$2.15M
TWTR
88
DELISTED
Twitter, Inc.
TWTR
$2.08M 0.2%
+32,600
New +$1.62M
SSYS icon
89
Stratasys
SSYS
$700M
$1.68M 0.16%
+12,500
New +$1.45M
OSG
90
Octave Specialty Group
OSG
$258M
$1.67M 0.16%
+68,000
New +$1.42M
MRVL icon
91
Marvell Technology
MRVL
$170B
$1.65M 0.16%
+115,000
New +$1.48M
LPSN icon
92
CALL
LivePerson
LPSN
$20.8M
$1.48M 0.14%
+6,667
New +$1.11M
GNRC icon
93
Generac Holdings
GNRC
$11.6B
$1.42M 0.14%
+25,000
New +$1.22M
MNI
94
DELISTED
The McClatchy Company Class A Common Stock
MNI
$708K 0.07%
+20,830
New +$633K
SZYM
95
CALL
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$545K 0.05%
+50,000
New +$492K
ICLR icon
96
PUT
Icon
ICLR
$13B
$364K 0.03%
+9,000
New +$358K
A icon
97
Agilent Technologies
A
$38.9B
– –
-347,123
Closed -$13.2M
ADTN icon
98
Adtran
ADTN
$769M
– –
-150,000
Closed -$4M
AMRN
99
CALL
Amarin Corp
AMRN
$290M
– –
-200,000
Closed -$25.3M
AZO icon
100
PUT
AutoZone
AZO
$50.2B
– –
-25,000
Closed -$10.6M
2 3
4
5 6

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AFWA
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EDRS
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AT
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ACM
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MHAM
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ZBI
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TI
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Espalier Global Management's Q4 2013 Portfolio in Review

As of Q4 2013, Espalier Global Management held 144 positions worth $1.04B, up 11% from $942M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Espalier Global Management's Q4 2013 filing shows 61 new, 12 increased, 18 reduced and 48 closed positions. Its largest new stake was GE Aerospace: 166,930 shares worth $22.4M. The largest sale was Yahoo Inc, an estimated $25.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 17% a quarter earlier, followed by Technology and Communication Services.

  • Espalier Global Management's largest Q4 2013 buy was GE Aerospace: 166,930 shares worth $22.4M.
  • Espalier Global Management added most to Gogo Inc in Q4 2013, an estimated $9.56M increase.
  • Espalier Global Management's biggest Q4 2013 reduction was Yahoo Inc, cutting an estimated $25.1M.
  • Espalier Global Management fully exited TIVO INC in Q4 2013, selling an estimated $24.9M.
  • Espalier Global Management's ten largest holdings make up 31% of its $1.04B portfolio in Q4 2013.
  • Espalier Global Management opened 61 new positions and closed 48 in Q4 2013.
  • Espalier Global Management's portfolio value rose 11% quarter-over-quarter to $1.04B.

Based on Espalier Global Management's 13F filing for Q4 2013, filed 14 Feb 2014.