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EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+18.39%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$942M
AUM Growth
-$481M
Cap. Flow
-$600M
Cap. Flow %
-63.64%
Top 10 Hldgs %
35.5%
Holding
130
New
45
Increased
10
Reduced
24
Closed
47

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$13M
2
TIBX
TIBCO SOFTWARE INC
TIBX
+$12.5M
3
A icon
Agilent Technologies
A
+$11.7M
4
INTC icon
Intel
INTC
+$11.5M
5
NWSA icon
News Corp Class A
NWSA
+$11.2M

Top Sells

Rank Stock Value
1
TIVO
TIVO INC
TIVO
+$26.3M
2
P
Pandora Media Inc
P
+$16.6M
3
MSFT icon
Microsoft
MSFT
+$14.2M
4
CSCO icon
Cisco
CSCO
+$13.4M
5
NWSA
NEWS CORPORATION CL-A
NWSA
+$12.7M

Sector Composition

Rank Sector Weight
1 Financials 17.25%
2 Technology 13.63%
3 Communication Services 6.41%
4 Industrials 4.72%
5 Energy 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
76
PUT
Charles Schwab
SCHW
$181B
$2.11M 0.22%
+100,000
New +$2.17M
BB icon
77
PUT
BlackBerry
BB
$4.93B
$1.99M 0.21%
250,000
-2,214,200
-90% -$21.5M
NVDA icon
78
NVIDIA
NVDA
$4.76T
$1.71M 0.18%
+4,400,000
New +$1.64M
RATE
79
DELISTED
Bankrate Inc
RATE
$1.54M 0.16%
+75,000
New +$1.29M
PCOM
80
DELISTED
Points.com Inc. Common Shares
PCOM
$1.39M 0.15%
60,000
-15,000
-20% -$337K
TVTY
81
CALL
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$926K 0.1%
+50,000
New +$904K
SUNE
82
CALL
DELISTED
SUNEDISON, INC COM
SUNE
$771K 0.08%
96,800
– –
MIXT
83
DELISTED
MIX TELEMATICS LIMITED
MIXT
$740K 0.08%
+50,000
New +$770K
AFL icon
84
PUT
Aflac
AFL
$64.4B
– –
-195,200
Closed -$5.67M
OSG
85
Octave Specialty Group
OSG
$258M
– –
-414,869
Closed -$9.89M
AMRN
86
Amarin Corp
AMRN
$290M
– –
-12,500
Closed -$1.5M
AMZN icon
87
CALL
Amazon
AMZN
$2.49T
– –
-1,500,000
Closed -$20.8M
AMZN icon
88
Amazon
AMZN
$2.49T
– –
-650,000
Closed -$9.03M
C icon
89
PUT
Citigroup
C
$223B
– –
-888,200
Closed -$42.6M
CIEN icon
90
Ciena
CIEN
$53.4B
– –
-413,177
Closed -$8.03M
CLNE icon
91
CALL
Clean Energy Fuels
CLNE
$432M
– –
-97,600
Closed -$1.29M
CLNE icon
92
Clean Energy Fuels
CLNE
$432M
– –
-327,400
Closed -$4.32M
CPRI icon
93
PUT
Capri Holdings
CPRI
$1.82B
– –
-145,600
Closed -$9.03M
CSCO icon
94
Cisco
CSCO
$452B
– –
-550,000
Closed -$13.4M
DFS
95
PUT
DELISTED
Discover Financial Services
DFS
– –
-500,000
Closed -$23.8M
FSLR icon
96
First Solar
FSLR
$22.1B
– –
-150,000
Closed -$6.72M
FTNT icon
97
CALL
Fortinet
FTNT
$112B
– –
-1,750,000
Closed -$6.13M
GEN icon
98
Gen Digital
GEN
$16.1B
– –
-427,577
Closed -$9.61M
GM icon
99
General Motors
GM
$78.7B
– –
-270,227
Closed -$9M
GOOG icon
100
CALL
Alphabet (Google) Class C
GOOG
$3.99T
– –
-393,469
Closed -$8.63M
2 3
4
5 6

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EDRS
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AT
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ACM
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MHAM
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ZBI
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TI
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Espalier Global Management's Q3 2013 Portfolio in Review

As of Q3 2013, Espalier Global Management held 130 positions worth $942M, down 34% from $1.42B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Espalier Global Management withdrew a net $600M in Q3 2013, closing 47 positions and reducing 24 holdings. Its most notable exit was Pandora Media Inc, an estimated $16.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 12% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Espalier Global Management opened a new position in Meta Platforms (Facebook) worth $17.6M.

  • Espalier Global Management's largest Q3 2013 buy was Meta Platforms (Facebook): 350,000 shares worth $17.6M.
  • Espalier Global Management added most to TIBCO SOFTWARE INC in Q3 2013, an estimated $12.5M increase.
  • Espalier Global Management's biggest Q3 2013 reduction was TIVO INC, cutting an estimated $26.3M.
  • Espalier Global Management fully exited Pandora Media Inc in Q3 2013, selling an estimated $16.6M.
  • Espalier Global Management's ten largest holdings make up 36% of its $942M portfolio in Q3 2013.
  • Espalier Global Management opened 45 new positions and closed 47 in Q3 2013.
  • Espalier Global Management's portfolio value fell 34% quarter-over-quarter to $942M.

Based on Espalier Global Management's 13F filing for Q3 2013, filed 14 Nov 2013.