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Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+17.3%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
+$99.7M
Cap. Flow
-$3.01M
Cap. Flow %
-0.29%
Top 10 Hldgs %
31.04%
Holding
144
New
61
Increased
12
Reduced
18
Closed
48

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$21M
2
C icon
Citigroup
C
+$20.2M
3
MSFT icon
Microsoft
MSFT
+$14.5M
4
SCHW
Charles Schwab
SCHW
+$14.3M
5
TRIP icon
TripAdvisor
TRIP
+$12.3M

Top Sells

Rank Stock Value
1
YHOO
Yahoo Inc
YHOO
+$25.1M
2
TIVO
TIVO INC
TIVO
+$24.9M
3
CA
CA, Inc.
CA
+$19.6M
4
TIBX
TIBCO SOFTWARE INC
TIBX
+$19.2M
5
DGI
DigitalGlobe Inc.
DGI
+$17.4M

Sector Composition

Rank Sector Weight
1 Financials 21.12%
2 Technology 10.13%
3 Communication Services 8.87%
4 Industrials 5.7%
5 Consumer Discretionary 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$437B
$7.79M 0.75%
+500,000
New +$7.42M
CST
52
DELISTED
CST Brands, Inc.
CST
$7.71M 0.74%
+210,000
New +$6.88M
AAL icon
53
American Airlines Group
AAL
$9.73B
$7.58M 0.73%
+300,000
New +$7.73M
BCS icon
54
CALL
Barclays
BCS
$95.7B
$7.25M 0.7%
432,261
– –
NUS icon
55
PUT
Nu Skin
NUS
$249M
$6.91M 0.66%
+50,000
New +$5.89M
MM
56
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
$6.91M 0.66%
+950,000
New +$6.42M
SWI
57
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$6.62M 0.64%
+175,000
New +$6.11M
TWTR
58
CALL
DELISTED
Twitter, Inc.
TWTR
$6.37M 0.61%
+100,000
New +$4.97M
CTXS
59
PUT
DELISTED
Citrix Systems Inc
CTXS
$6.33M 0.61%
+125,580
New +$5.98M
HLF icon
60
PUT
Herbalife
HLF
$1.25B
$6.3M 0.6%
+160,000
New +$5.54M
GRPN icon
61
Groupon
GRPN
$1.06B
$6.12M 0.59%
+26,000
New +$5.37M
IRM icon
62
Iron Mountain
IRM
$37.8B
$6.07M 0.58%
+216,400
New +$5.54M
JNPR
63
CALL
DELISTED
Juniper Networks
JNPR
$5.64M 0.54%
+250,000
New +$5.07M
EBAY icon
64
PUT
eBay
EBAY
$50.1B
$5.49M 0.53%
237,600
-356,400
-60% -$7.89M
CLGX
65
CALL
DELISTED
Corelogic, Inc.
CLGX
$5.33M 0.51%
+150,000
New +$4.88M
SHLD
66
PUT
DELISTED
Sears Holding Corporation
SHLD
$5.32M 0.51%
+143,754
New +$6.06M
GM icon
67
General Motors
GM
$77.9B
$5.31M 0.51%
+130,000
New +$4.91M
RESI
68
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$5.27M 0.51%
175,000
-100,000
-36% -$2.71M
ENT
69
DELISTED
Global Eagle Entertainment Inc.
ENT
$5.21M 0.5%
+14,000
New +$4.29M
CBOE icon
70
Cboe Global Markets
CBOE
$30.1B
$5.2M 0.5%
+100,000
New +$5.04M
TLPH icon
71
Talphera
TLPH
$64.9M
$4.92M 0.47%
21,749
-751
-3% -$131K
JBLU icon
72
JetBlue
JBLU
$2B
$4.7M 0.45%
+550,000
New +$4.37M
DDD icon
73
PUT
3D Systems Corp
DDD
$428M
$4.65M 0.45%
+50,000
New +$3.51M
JCP
74
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$4.58M 0.44%
+500,000
New +$4.17M
BKS
75
DELISTED
Barnes & Noble
BKS
$4.49M 0.43%
+457,800
New +$4.41M
1 2
3
4 5

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AFWA
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EDRS
Edmond de Rothschild (Suisse) Geneva, Switzerland $325M AUM 9.15% 1-Year Est. Return
AT
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ACM
Argentus Capital Management Dallas, Texas $284M AUM 12.72% 1-Year Est. Return
MHAM
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ZBI
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TI
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Espalier Global Management's Q4 2013 Portfolio in Review

As of Q4 2013, Espalier Global Management held 144 positions worth $1.04B, up 11% from $942M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Espalier Global Management's Q4 2013 filing shows 61 new, 12 increased, 18 reduced and 48 closed positions. Its largest new stake was GE Aerospace: 166,930 shares worth $22.4M. The largest sale was Yahoo Inc, an estimated $25.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 17% a quarter earlier, followed by Technology and Communication Services.

  • Espalier Global Management's largest Q4 2013 buy was GE Aerospace: 166,930 shares worth $22.4M.
  • Espalier Global Management added most to Gogo Inc in Q4 2013, an estimated $9.56M increase.
  • Espalier Global Management's biggest Q4 2013 reduction was Yahoo Inc, cutting an estimated $25.1M.
  • Espalier Global Management fully exited TIVO INC in Q4 2013, selling an estimated $24.9M.
  • Espalier Global Management's ten largest holdings make up 31% of its $1.04B portfolio in Q4 2013.
  • Espalier Global Management opened 61 new positions and closed 48 in Q4 2013.
  • Espalier Global Management's portfolio value rose 11% quarter-over-quarter to $1.04B.

Based on Espalier Global Management's 13F filing for Q4 2013, filed 14 Feb 2014.