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EGM

Espalier Global Management Portfolio holdings

AUM $308M
1-Year Est. Return 14.19%
This Fund
S&P 500
This Quarter Est. Return
+18.39%
1 Year Est. Return
+14.19%
3 Year Est. Return
+97.16%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$942M
AUM Growth
-$481M
Cap. Flow
-$600M
Cap. Flow %
-63.64%
Top 10 Hldgs %
35.5%
Holding
130
New
45
Increased
10
Reduced
24
Closed
47

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$13M
2
TIBX
TIBCO SOFTWARE INC
TIBX
+$12.5M
3
A icon
Agilent Technologies
A
+$11.7M
4
INTC icon
Intel
INTC
+$11.5M
5
NWSA icon
News Corp Class A
NWSA
+$11.2M

Top Sells

Rank Stock Value
1
TIVO
TIVO INC
TIVO
+$26.3M
2
P
Pandora Media Inc
P
+$16.6M
3
MSFT icon
Microsoft
MSFT
+$14.2M
4
CSCO icon
Cisco
CSCO
+$13.4M
5
NWSA
NEWS CORPORATION CL-A
NWSA
+$12.7M

Sector Composition

Rank Sector Weight
1 Financials 17.25%
2 Technology 13.63%
3 Communication Services 6.41%
4 Industrials 4.72%
5 Energy 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
26
Intel
INTC
$466B
$11.5M 1.22%
+500,000
New +$11.5M
HD icon
27
PUT
Home Depot
HD
$332B
$11.4M 1.21%
+150,000
New +$11.6M
NWSA icon
28
News Corp Class A
NWSA
$14.5B
$11.2M 1.19%
+700,000
New +$11.2M
GRPN icon
29
CALL
Groupon
GRPN
$980M
$11.2M 1.19%
50,000
– –
MS icon
30
Morgan Stanley
MS
$337B
$11.2M 1.19%
415,000
-129,031
-24% -$3.46M
BR icon
31
Broadridge
BR
$17.2B
$11.1M 1.18%
350,000
-50,000
-13% -$1.49M
CTSH icon
32
Cognizant
CTSH
$21.5B
$11.1M 1.18%
+270,000
New +$10M
VOYA icon
33
Voya Financial
VOYA
$8.94B
$11M 1.16%
375,000
-100,000
-21% -$2.99M
SUNE
34
DELISTED
SUNEDISON, INC COM
SUNE
$10.8M 1.14%
1,350,000
+912,306
+208% +$7.56M
AZO icon
35
PUT
AutoZone
AZO
$48.3B
$10.6M 1.12%
+25,000
New +$10.7M
LKM
36
DELISTED
Link Motion Inc.
LKM
$10.5M 1.12%
+482,800
New +$7.84M
VMW
37
PUT
DELISTED
VMware, Inc
VMW
$10.1M 1.07%
+125,000
New +$10.1M
BX icon
38
Blackstone
BX
$104B
$9.96M 1.06%
407,600
-203,800
-33% -$4.54M
PBI icon
39
Pitney Bowes
PBI
$2.42B
$9.55M 1.01%
+525,000
New +$8.61M
KKR icon
40
KKR & Co
KKR
$89.2B
$9.26M 0.98%
450,000
+150,000
+50% +$3.01M
ADT
41
DELISTED
ADT Corp
ADT
$9.15M 0.97%
+225,000
New +$9.25M
GME icon
42
GameStop
GME
$9.5B
$8.69M 0.92%
+700,000
New +$8.37M
USNA icon
43
PUT
Usana Health Sciences
USNA
$394M
$8.47M 0.9%
195,200
-10,000
-5% -$401K
BRLI
44
PUT
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$8.31M 0.88%
+278,100
New +$7.73M
NVDA icon
45
CALL
NVIDIA
NVDA
$5.01T
$7.78M 0.83%
20,000,000
+472,000
+2% +$175K
GLW icon
46
Corning
GLW
$126B
$7.66M 0.81%
+525,000
New +$7.77M
TTWO icon
47
Take-Two Interactive
TTWO
$43B
$7.27M 0.77%
400,000
-39,116
-9% -$684K
BCS icon
48
CALL
Barclays
BCS
$94.1B
$6.82M 0.72%
+432,261
New +$6.76M
MHFI
49
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$6.56M 0.7%
+100,000
New +$6.06M
RESI
50
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$6.32M 0.67%
+275,000
New +$5.29M
1
2
3 4 5

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Espalier Global Management's Q3 2013 Portfolio in Review

As of Q3 2013, Espalier Global Management held 130 positions worth $942M, down 34% from $1.42B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Espalier Global Management withdrew a net $600M in Q3 2013, closing 47 positions and reducing 24 holdings. Its most notable exit was Pandora Media Inc, an estimated $16.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 12% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Espalier Global Management opened a new position in Meta Platforms (Facebook) worth $17.6M.

  • Espalier Global Management's largest Q3 2013 buy was Meta Platforms (Facebook): 350,000 shares worth $17.6M.
  • Espalier Global Management added most to TIBCO SOFTWARE INC in Q3 2013, an estimated $12.5M increase.
  • Espalier Global Management's biggest Q3 2013 reduction was TIVO INC, cutting an estimated $26.3M.
  • Espalier Global Management fully exited Pandora Media Inc in Q3 2013, selling an estimated $16.6M.
  • Espalier Global Management's ten largest holdings make up 36% of its $942M portfolio in Q3 2013.
  • Espalier Global Management opened 45 new positions and closed 47 in Q3 2013.
  • Espalier Global Management's portfolio value fell 34% quarter-over-quarter to $942M.

Based on Espalier Global Management's 13F filing for Q3 2013, filed 14 Nov 2013.