Empirical Finance’s iShares 1-3 Year Treasury Bond ETF SHY Stock Holding History

Empirical Finance’s Portfolio SHY Stock Details SHY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-123,847	Closed	-$10.7M	–	330
2020 Q3	$10.7M	Sell	123,847 -24,864	-17%	-$2.15M	2.3%	9
2020 Q2	$12.9M	Sell	148,711 -111,215	-43%	-$9.63M	3.3%	6
2020 Q1	$22.5M	Buy	+259,926	New	+$22.2M	7%	1
2019 Q1	–	Sell	-9,103	Closed	-$761K	–	175
2018 Q4	$761K	Buy	+9,103	New	+$757K	0.23%	93
2017 Q3	–	Sell	-22,747	Closed	-$1.92M	–	158
2017 Q2	$1.92M	Buy	+22,747	New	+$1.92M	0.74%	25
2017 Q1	–	Sell	-30,000	Closed	-$2.53M	–	493
2016 Q4	$2.53M	Buy	+30,000	New	+$2.54M	1.71%	7

Other funds holding SHY

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Members Trust Tampa, Florida $3.01B AUM 10.24% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Empirical Finance's SHY Position: Q4 2020 in Review

Empirical Finance sold out of iShares 1-3 Year Treasury Bond ETF (SHY) in Q4 2020, closing a stake of 123,847 shares — an estimated $10.7M sold.

Empirical Finance first reported a position in SHY in Q4 2016 and held it in 6 quarters. The position peaked at $22.5M in Q1 2020. 904 funds tracked by Wall St. Rank hold SHY as of Q4 2020.

Empirical Finance reported no remaining iShares 1-3 Year Treasury Bond ETF position as of Q4 2020 after selling out during the quarter.
Empirical Finance sold 123,847 iShares 1-3 Year Treasury Bond ETF shares in Q4 2020, an estimated $10.7M.
Empirical Finance first reported a position in iShares 1-3 Year Treasury Bond ETF in Q4 2016 and held it in 6 quarters.
Empirical Finance's iShares 1-3 Year Treasury Bond ETF position peaked at $22.5M in Q1 2020.
904 funds tracked by Wall St. Rank held iShares 1-3 Year Treasury Bond ETF as of Q4 2020.

Based on Empirical Finance's 13F filing for Q4 2020, filed 2 Feb 2021.