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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$123M
AUM Growth
+$7.82M
Cap. Flow
+$405K
Cap. Flow %
0.33%
Top 10 Hldgs %
21.14%
Holding
209
New
43
Increased
63
Reduced
64
Closed
33

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$804K
2
CRM icon
Salesforce
CRM
+$799K
3
HD icon
Home Depot
HD
+$737K
4
MA icon
Mastercard
MA
+$734K
5
HUM icon
Humana
HUM
+$715K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M
2
IBM icon
IBM
IBM
+$804K
3
CI icon
Cigna
CI
+$797K
4
AWK icon
American Water Works
AWK
+$719K
5
GL icon
Globe Life
GL
+$702K

Sector Composition

Rank Sector Weight
1 Technology 10.03%
2 Financials 5.48%
3 Consumer Discretionary 5.13%
4 Healthcare 4.44%
5 Energy 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTC icon
151
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$251K 0.2%
2,290
+4
+0.2% +$404
ABT icon
152
Abbott
ABT
$183B
$251K 0.2%
2,276
– –
GOOG icon
153
Alphabet (Google) Class C
GOOG
$4.4T
$246K 0.2%
1,744
+8
+0.5% +$1.08K
JPM icon
154
JPMorgan Chase
JPM
$955B
$242K 0.2%
1,424
+4
+0.3% +$606
MAR icon
155
Marriott International
MAR
$94.2B
$242K 0.2%
1,071
-579
-35% -$117K
VUG icon
156
Vanguard Morningstar Growth ETF
VUG
$230B
$241K 0.2%
4,656
-42
-0.9% -$2.03K
JEPQ icon
157
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.6B
$241K 0.2%
+4,829
New +$233K
ECL icon
158
Ecolab
ECL
$80.3B
$240K 0.2%
1,208
– –
TD icon
159
Toronto Dominion Bank
TD
$200B
$240K 0.2%
3,708
– –
IDXX icon
160
Idexx Laboratories
IDXX
$46.1B
$238K 0.19%
+428
New +$201K
UI icon
161
Ubiquiti
UI
$34.4B
$236K 0.19%
+1,689
New +$206K
BAC icon
162
Bank of America
BAC
$442B
$229K 0.19%
+6,788
New +$198K
SCHE icon
163
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$226K 0.18%
9,120
-150
-2% -$3.61K
NOW icon
164
ServiceNow
NOW
$121B
$225K 0.18%
+1,590
New +$200K
IJR icon
165
iShares Core S&P Small-Cap ETF
IJR
$112B
$224K 0.18%
+2,073
New +$200K
CMCSA icon
166
Comcast
CMCSA
$87.8B
$221K 0.18%
5,040
-1,917
-28% -$82.2K
FXZ icon
167
First Trust Materials AlphaDEX Fund
FXZ
$392M
$219K 0.18%
3,177
-69
-2% -$4.36K
IART icon
168
Integra LifeSciences
IART
$1.38B
$212K 0.17%
+4,862
New +$191K
VRNT
169
DELISTED
Verint Systems
VRNT
$210K 0.17%
+7,785
New +$181K
RMD icon
170
ResMed
RMD
$32.5B
$208K 0.17%
+1,210
New +$186K
CVX icon
171
Chevron
CVX
$371B
$206K 0.17%
1,381
-2,690
-66% -$407K
SPAB icon
172
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$203K 0.17%
+7,936
New +$195K
IJH icon
173
iShares Core S&P Mid-Cap ETF
IJH
$125B
$201K 0.16%
+3,630
New +$184K
BBDC icon
174
Barings BDC
BBDC
$882M
$123K 0.1%
14,339
-5,410
-27% -$48.1K
AMAX icon
175
Adaptive Hedged Multi-Asset Income ETF
AMAX
$68.3M
$109K 0.09%
14,317
-551
-4% -$4.02K
5 6
7
8 9

Similar funds

NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
CFG
Carr Financial Group Worcester, Massachusetts $379M AUM 21.34% 1-Year Est. Return
MC
Muhlenkamp & Co Wexford, Pennsylvania $380M AUM 43.74% 1-Year Est. Return
AWA
Aquire Wealth Advisors South Jordan, Utah $381M AUM 17.5% 1-Year Est. Return
SFWC
Strategic Family Wealth Counselors Fairfield, New Jersey $381M AUM 21.36% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return

Empirical Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Empirical Asset Management held 209 positions worth $123M, up 6.8% from $115M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Empirical Asset Management's Q4 2023 filing shows 43 new, 63 increased, 64 reduced and 33 closed positions. Its largest new stake was Target: 6,588 shares worth $938K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2023 buy was Target: 6,588 shares worth $938K.
  • Empirical Asset Management added most to Home Depot in Q4 2023, an estimated $737K increase.
  • Empirical Asset Management's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.18M.
  • Empirical Asset Management fully exited IBM in Q4 2023, selling an estimated $804K.
  • Empirical Asset Management's ten largest holdings make up 21% of its $123M portfolio in Q4 2023.
  • Empirical Asset Management opened 43 new positions and closed 33 in Q4 2023.
  • Empirical Asset Management's portfolio value rose 6.8% quarter-over-quarter to $123M.

Based on Empirical Asset Management's 13F filing for Q4 2023, filed 12 Jan 2024.