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EAM

Empirical Asset Management Portfolio holdings

AUM $379M
1-Year Est. Return 24.52%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+24.52%
3 Year Est. Return
+59.99%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$123M
AUM Growth
+$7.82M
Cap. Flow
+$405K
Cap. Flow %
0.33%
Top 10 Hldgs %
21.14%
Holding
209
New
43
Increased
63
Reduced
64
Closed
33

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$804K
2
CRM icon
Salesforce
CRM
+$799K
3
HD icon
Home Depot
HD
+$737K
4
MA icon
Mastercard
MA
+$734K
5
HUM icon
Humana
HUM
+$715K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M
2
IBM icon
IBM
IBM
+$804K
3
CI icon
Cigna
CI
+$797K
4
AWK icon
American Water Works
AWK
+$719K
5
GL icon
Globe Life
GL
+$702K

Sector Composition

Rank Sector Weight
1 Technology 10.03%
2 Financials 5.48%
3 Consumer Discretionary 5.13%
4 Healthcare 4.44%
5 Energy 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAL icon
26
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
$1.13M 0.92%
66,462
-2,642
-4% -$52.5K
CZA icon
27
Invesco Zacks Mid-Cap ETF
CZA
$191M
$1.13M 0.92%
12,005
-125
-1% -$10.8K
GILD icon
28
Gilead Sciences
GILD
$163B
$1.1M 0.9%
13,596
-8,747
-39% -$681K
HYHG icon
29
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$1.1M 0.9%
17,451
-870
-5% -$53.7K
MKTX icon
30
MarketAxess Holdings
MKTX
$5.71B
$1.04M 0.85%
3,547
+657
+23% +$159K
AGOX icon
31
Adaptive Alpha Opportunities ETF
AGOX
$375M
$1.03M 0.84%
42,492
-584
-1% -$13.6K
ADP icon
32
Automatic Data Processing
ADP
$107B
$969K 0.79%
4,161
-19
-0.5% -$4.43K
SPHD icon
33
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$966K 0.79%
22,772
+1,202
+6% +$47.9K
TGT icon
34
Target
TGT
$67.8B
$938K 0.77%
+6,588
New +$804K
GLD icon
35
SPDR Gold Trust
GLD
$131B
$938K 0.76%
4,904
+11
+0.2% +$2.02K
TDTT icon
36
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$937K 0.76%
39,669
-1,467
-4% -$34.2K
OUSM icon
37
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$893M
$931K 0.76%
23,774
-323
-1% -$11.6K
CRM icon
38
Salesforce
CRM
$152B
$929K 0.76%
+3,529
New +$799K
CSCO icon
39
Cisco
CSCO
$457B
$919K 0.75%
18,181
+13
+0.1% +$664
CSML
40
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$912K 0.74%
25,312
-291
-1% -$9.32K
CDC icon
41
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
$897K 0.73%
15,854
+869
+6% +$48.6K
IGOV icon
42
iShares International Treasury Bond ETF
IGOV
$1.53B
$871K 0.71%
21,071
-990
-4% -$38.1K
ANSS
43
DELISTED
Ansys
ANSS
$864K 0.7%
+2,380
New +$705K
STIP icon
44
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$859K 0.7%
8,715
-296
-3% -$28.8K
AOS icon
45
A.O. Smith
AOS
$8.25B
$844K 0.69%
10,234
+1,600
+19% +$118K
GOOGL icon
46
Alphabet (Google) Class A
GOOGL
$4.57T
$832K 0.68%
5,956
+3,276
+122% +$440K
V icon
47
Visa
V
$683B
$823K 0.67%
3,160
+462
+17% +$114K
CSF
48
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$786K 0.64%
15,991
+89
+0.6% +$4.27K
AON icon
49
Aon
AON
$75.9B
$781K 0.64%
2,682
+939
+54% +$301K
MA icon
50
Mastercard
MA
$500B
$779K 0.64%
+1,826
New +$734K
1
2
3 4 5

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Empirical Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Empirical Asset Management held 209 positions worth $123M, up 6.8% from $115M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Empirical Asset Management's Q4 2023 filing shows 43 new, 63 increased, 64 reduced and 33 closed positions. Its largest new stake was Target: 6,588 shares worth $938K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Empirical Asset Management's largest Q4 2023 buy was Target: 6,588 shares worth $938K.
  • Empirical Asset Management added most to Home Depot in Q4 2023, an estimated $737K increase.
  • Empirical Asset Management's biggest Q4 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.18M.
  • Empirical Asset Management fully exited IBM in Q4 2023, selling an estimated $804K.
  • Empirical Asset Management's ten largest holdings make up 21% of its $123M portfolio in Q4 2023.
  • Empirical Asset Management opened 43 new positions and closed 33 in Q4 2023.
  • Empirical Asset Management's portfolio value rose 6.8% quarter-over-quarter to $123M.

Based on Empirical Asset Management's 13F filing for Q4 2023, filed 12 Jan 2024.