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EFG

Elm3 Financial Group Portfolio holdings

AUM $146M
1-Year Est. Return 30.79%
This Fund
S&P 500
This Quarter Est. Return
+2.73%
1 Year Est. Return
+30.79%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$1.4M
Cap. Flow
-$3.79M
Cap. Flow %
-3.14%
Top 10 Hldgs %
41.52%
Holding
128
New
17
Increased
20
Reduced
75
Closed
15

Top Buys

Rank Stock Value
1
SCYB icon
Schwab High Yield Bond ETF
SCYB
+$1.69M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$1.65M
3
PHK
PIMCO High Income Fund
PHK
+$1.02M
4
UTES icon
Virtus Reaves Utilities ETF
UTES
+$1.02M
5
IFRA icon
iShares US Infrastructure ETF
IFRA
+$913K

Top Sells

Rank Stock Value
1
BRLN icon
BlackRock Floating Rate Loan ETF
BRLN
+$2.01M
2
ICLO icon
Invesco AAA CLO Floating Rate Note ETF
ICLO
+$1.5M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$949K
4
LLY icon
Eli Lilly
LLY
+$754K
5
LONZ icon
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
+$573K

Sector Composition

Rank Sector Weight
1 Technology 20.45%
2 Consumer Discretionary 9.17%
3 Financials 4.61%
4 Healthcare 3.9%
5 Industrials 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
101
Lockheed Martin
LMT
$131B
$244K 0.2%
504
-172
-25% -$82.3K
EWD icon
102
iShares MSCI Sweden ETF
EWD
$534M
$241K 0.2%
4,888
-5,962
-55% -$286K
NRG icon
103
NRG Energy
NRG
$26.2B
$238K 0.2%
1,494
-1,480
-50% -$245K
XMHQ icon
104
Invesco S&P MidCap Quality ETF
XMHQ
$5.44B
$236K 0.2%
2,307
-1,206
-34% -$124K
PFL
105
PIMCO Income Strategy Fund
PFL
$382M
$231K 0.19%
27,435
-258
-0.9% -$2.17K
VIG icon
106
Vanguard Dividend Appreciation ETF
VIG
$111B
$229K 0.19%
+1,044
New +$228K
ANGL icon
107
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$212K 0.18%
7,219
-297
-4% -$8.74K
VOT icon
108
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$207K 0.17%
+740
New +$212K
JIRE icon
109
JPMorgan International Research Enhanced Equity ETF
JIRE
$11B
$201K 0.17%
+2,682
New +$200K
BKSE icon
110
BNY Mellon US Small Cap Core Equity ETF
BKSE
$85.5M
$200K 0.17%
+5,346
New +$199K
LNG icon
111
Cheniere Energy
LNG
$54.2B
$200K 0.17%
1,031
+35
+4% +$7.35K
GOF icon
112
Guggenheim Strategic Opportunities Fund
GOF
$2.2B
$129K 0.11%
10,026
-3,549
-26% -$46.5K
BTZ icon
113
BlackRock Credit Allocation Income Trust
BTZ
$927M
$123K 0.1%
11,400
-2,000
-15% -$21.9K
DLR icon
114
Digital Realty Trust
DLR
$69.6B
– –
-1,307
Closed -$226K
EME icon
115
Emcor
EME
$29.9B
– –
-466
Closed -$303K
EWW icon
116
iShares MSCI Mexico ETF
EWW
$1.89B
– –
-3,050
Closed -$208K
MPC icon
117
Marathon Petroleum
MPC
$90.1B
– –
-1,481
Closed -$285K
NFLX icon
118
Netflix
NFLX
$307B
– –
-4,240
Closed -$508K
NVO
119
Novo Nordisk
NVO
$228B
– –
-5,414
Closed -$300K
ORLY icon
120
O'Reilly Automotive
ORLY
$75.1B
– –
-1,965
Closed -$212K
PLTR icon
121
Palantir
PLTR
$295B
– –
-1,116
Closed -$204K
PSX icon
122
Phillips 66
PSX
$82.9B
– –
-1,574
Closed -$214K
UNH icon
123
UnitedHealth
UNH
$382B
– –
-862
Closed -$298K
URA icon
124
Global X Uranium ETF
URA
$5.21B
– –
-5,053
Closed -$241K
URI icon
125
United Rentals
URI
$65.7B
– –
-227
Closed -$217K
2 3 4
5
6

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2L
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SCM
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AWM
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Elm3 Financial Group's Q4 2025 Portfolio in Review

As of Q4 2025, Elm3 Financial Group held 128 positions worth $121M, down 1.1% from $122M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Elm3 Financial Group withdrew a net $3.79M in Q4 2025, closing 15 positions and reducing 75 holdings. Its most notable exit was Netflix, an estimated $508K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Elm3 Financial Group opened a new position in Schwab High Yield Bond ETF worth $1.68M.

  • Elm3 Financial Group's largest Q4 2025 buy was Schwab High Yield Bond ETF: 63,726 shares worth $1.68M.
  • Elm3 Financial Group added most to Vanguard Morningstar Mid-Cap ETF in Q4 2025, an estimated $634K increase.
  • Elm3 Financial Group's biggest Q4 2025 reduction was BlackRock Floating Rate Loan ETF, cutting an estimated $2.01M.
  • Elm3 Financial Group fully exited Netflix in Q4 2025, selling an estimated $508K.
  • Elm3 Financial Group's ten largest holdings make up 42% of its $121M portfolio in Q4 2025.
  • Elm3 Financial Group opened 17 new positions and closed 15 in Q4 2025.
  • Elm3 Financial Group's portfolio value fell 1.1% quarter-over-quarter to $121M.

Based on Elm3 Financial Group's 13F filing for Q4 2025, filed 22 Jan 2026.