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EFG

Elm3 Financial Group Portfolio holdings

AUM $146M
1-Year Est. Return 30.79%
This Fund
S&P 500
This Quarter Est. Return
+2.73%
1 Year Est. Return
+30.79%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$1.4M
Cap. Flow
-$3.79M
Cap. Flow %
-3.14%
Top 10 Hldgs %
41.52%
Holding
128
New
17
Increased
20
Reduced
75
Closed
15

Top Buys

Rank Stock Value
1
SCYB icon
Schwab High Yield Bond ETF
SCYB
+$1.69M
2
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$1.65M
3
PHK
PIMCO High Income Fund
PHK
+$1.02M
4
UTES icon
Virtus Reaves Utilities ETF
UTES
+$1.02M
5
IFRA icon
iShares US Infrastructure ETF
IFRA
+$913K

Top Sells

Rank Stock Value
1
BRLN icon
BlackRock Floating Rate Loan ETF
BRLN
+$2.01M
2
ICLO icon
Invesco AAA CLO Floating Rate Note ETF
ICLO
+$1.5M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$949K
4
LLY icon
Eli Lilly
LLY
+$754K
5
LONZ icon
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
+$573K

Sector Composition

Rank Sector Weight
1 Technology 20.45%
2 Consumer Discretionary 9.17%
3 Financials 4.61%
4 Healthcare 3.9%
5 Industrials 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIDI icon
76
Fidelity International High Dividend ETF
FIDI
$360M
$391K 0.32%
15,098
-1,863
-11% -$46.7K
SPY icon
77
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$384K 0.32%
563
-187
-25% -$126K
SPGI icon
78
S&P Global
SPGI
$124B
$382K 0.32%
730
-101
-12% -$50K
ATO icon
79
Atmos Energy
ATO
$29.7B
$379K 0.31%
2,260
+227
+11% +$39.2K
VRT icon
80
Vertiv
VRT
$85.9B
$376K 0.31%
2,323
-482
-17% -$83.7K
ANET icon
81
Arista Networks
ANET
$199B
$360K 0.3%
2,749
-922
-25% -$127K
PDN icon
82
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
$347K 0.29%
8,214
+1,130
+16% +$46.7K
FFDI
83
Fidelity Fundamental Developed International ETF
FFDI
$18.6M
$346K 0.29%
11,466
-510
-4% -$15.3K
CRWD icon
84
CrowdStrike
CRWD
$183B
$319K 0.26%
2,720
-1,484
-35% -$189K
XBI icon
85
State Street SPDR S&P Biotech ETF
XBI
$10B
$316K 0.26%
+2,590
New +$297K
MOD icon
86
Modine Manufacturing
MOD
$9.46B
$314K 0.26%
2,350
-1,006
-30% -$150K
CLOA icon
87
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.18B
$307K 0.25%
5,930
-3,432
-37% -$178K
BKLN icon
88
Invesco Senior Loan ETF
BKLN
$6.96B
$306K 0.25%
14,559
-6,079
-29% -$127K
VFMV icon
89
Vanguard US Minimum Volatility ETF
VFMV
$434M
$304K 0.25%
2,335
+277
+13% +$36.1K
BIT icon
90
BlackRock Multi-Sector Income Trust
BIT
$692M
$289K 0.24%
22,156
-12,296
-36% -$162K
PFN
91
PIMCO Income Strategy Fund II
PFN
$695M
$284K 0.24%
37,890
-4,800
-11% -$35.8K
QGRW icon
92
WisdomTree US Quality Growth Fund
QGRW
$2.61B
$281K 0.23%
4,788
-1,453
-23% -$85K
MCK icon
93
McKesson
MCK
$104B
$281K 0.23%
342
– –
DIM icon
94
WisdomTree International MidCap Dividend Fund
DIM
$164M
$278K 0.23%
3,445
+341
+11% +$26.7K
PH icon
95
Parker-Hannifin
PH
$120B
$264K 0.22%
300
-7
-2% -$5.73K
HYT icon
96
BlackRock Corporate High Yield Fund
HYT
$1.36B
$262K 0.22%
29,482
-2,780
-9% -$26K
AZO icon
97
AutoZone
AZO
$51.3B
$258K 0.21%
76
-36
-32% -$136K
LVHI icon
98
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.36B
$256K 0.21%
+6,958
New +$251K
PPH icon
99
VanEck Pharmaceutical ETF
PPH
$985M
$253K 0.21%
+2,448
New +$238K
EFO icon
100
ProShares Ultra MSCI EAFE
EFO
$29.1M
$246K 0.2%
3,857
-85
-2% -$5.21K
2 3
4
5 6

Similar funds

AFM
Aspetuck Financial Management Westport, Connecticut $146M AUM 33.29% 1-Year Est. Return
2L
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TA
TRB Advisors New York $146M AUM 3.71% 1-Year Est. Return
SCM
Scopia Capital Management New York $146M AUM 25.93% 1-Year Est. Return
AWM
Apex Wealth Management Bedford, New Hampshire $146M AUM 15.52% 1-Year Est. Return
SIM
Sentry Investment Management Stevens Point, Wisconsin $146M AUM 23.67% 1-Year Est. Return
ECM
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G
Greycroft New York $146M AUM 1.94% 1-Year Est. Return

Elm3 Financial Group's Q4 2025 Portfolio in Review

As of Q4 2025, Elm3 Financial Group held 128 positions worth $121M, down 1.1% from $122M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Elm3 Financial Group withdrew a net $3.79M in Q4 2025, closing 15 positions and reducing 75 holdings. Its most notable exit was Netflix, an estimated $508K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Elm3 Financial Group opened a new position in Schwab High Yield Bond ETF worth $1.68M.

  • Elm3 Financial Group's largest Q4 2025 buy was Schwab High Yield Bond ETF: 63,726 shares worth $1.68M.
  • Elm3 Financial Group added most to Vanguard Morningstar Mid-Cap ETF in Q4 2025, an estimated $634K increase.
  • Elm3 Financial Group's biggest Q4 2025 reduction was BlackRock Floating Rate Loan ETF, cutting an estimated $2.01M.
  • Elm3 Financial Group fully exited Netflix in Q4 2025, selling an estimated $508K.
  • Elm3 Financial Group's ten largest holdings make up 42% of its $121M portfolio in Q4 2025.
  • Elm3 Financial Group opened 17 new positions and closed 15 in Q4 2025.
  • Elm3 Financial Group's portfolio value fell 1.1% quarter-over-quarter to $121M.

Based on Elm3 Financial Group's 13F filing for Q4 2025, filed 22 Jan 2026.